Form 4 for LIDR AEye, Inc.
Accepted 2022-10-17 00:00:00 ET · period of report 2022-10-15 · accession 0001088327-22-000040 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-10-17 | 2022-10-15 | LIDR | LACORTE BLAIR | CEO, Dir | F - Tax | $0.9 | -11.9K | 2.72M | -0.4% | -$10.7K |
| D | 2022-10-17 | 2022-10-17 | LIDR | LACORTE BLAIR | CEO, Dir | M - OptEx | $0.17 | +12.1K | 2.73M | +0.4% | +$2,056 |
| D | 2022-10-17 | 2022-10-17 | LIDR | LACORTE BLAIR | CEO, Dir | S - Sale+OE | $0.9 | -12.1K | 2.72M | -0.4% | -$10.9K |
| D | 2022-10-17 | 2022-10-17 | LIDR | LACORTE BLAIR | CEO, Dir | M - OptEx | $0.00 | -12.1K | 12.1K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-10-15 | F | D | 11,893 | $0.9 | 2,722,630 | D | — | — | |
| 2 | Common | Common Stock | 2022-10-17 | M | A | 12,093 | $0.17 | 2,734,723 | D | — | — | |
| 3 | Common | Common Stock | 2022-10-17 | S | D | 12,093 | $0.9 | 2,722,630 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $0.8687 to $0.9408. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Derivative | Stock Option (Right to Buy) | 2022-10-17 | M | D | 12,093 | $0.00 | 12,144 | D | $0.17 · 2021-08-16 to 2028-09-17 | 12,093 Common Stock |