Form 4/A for DKS DICK'S SPORTING GOODS, INC.
Accepted 2022-02-16 00:00:00 ET · period of report 2021-12-29 · accession 0001089063-22-000009 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMA | 2022-02-16 | 2021-12-29 | DKS | Gupta Navdeep | EVP, CFO | M - OptEx | $21.31 | +43.4K | 116.8K | +59% | +$925.6K |
| DMA | 2022-02-16 | 2021-12-29 | DKS | Gupta Navdeep | EVP, CFO | M - OptEx | $0.00 | -43.4K | 2,627 | -94% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2021-12-29 | M | A | 7,878 | $28.31 | 109,729 | D | — | — | (F1) The original filing reflected the grant date exercise price of the stock option award, and did not reflect the automatic exercise price adjustment required under the terms of the Company's Amended and Restated 2012 Stock and Incentive Plan, triggered following the payment of a special cash dividend in September of 2021. This amended filing includes the adjusted exercise price. |
| 2 | Common | Common Stock, par value $0.01 per share | 2021-12-29 | M | A | 12,243 | $23.40 | 101,851 | D | — | — | (F1) The original filing reflected the grant date exercise price of the stock option award, and did not reflect the automatic exercise price adjustment required under the terms of the Company's Amended and Restated 2012 Stock and Incentive Plan, triggered following the payment of a special cash dividend in September of 2021. This amended filing includes the adjusted exercise price. |
| 3 | Common | Common Stock, par value $0.01 per share | 2021-12-29 | M | A | 16,210 | $11.31 | 133,041 | D | — | — | (F1) The original filing reflected the grant date exercise price of the stock option award, and did not reflect the automatic exercise price adjustment required under the terms of the Company's Amended and Restated 2012 Stock and Incentive Plan, triggered following the payment of a special cash dividend in September of 2021. This amended filing includes the adjusted exercise price. |
| 4 | Common | Common Stock, par value $0.01 per share | 2021-12-29 | M | A | 7,102 | $32.77 | 116,831 | D | — | — | (F1) The original filing reflected the grant date exercise price of the stock option award, and did not reflect the automatic exercise price adjustment required under the terms of the Company's Amended and Restated 2012 Stock and Incentive Plan, triggered following the payment of a special cash dividend in September of 2021. This amended filing includes the adjusted exercise price. |
| 5 | Derivative | Stock Option (Right to Buy) | 2021-12-29 | M | D | 7,102 | $0.00 | 7,103 | D | $32.77 · — to 2026-04-03 | 7,102 Common Stock, par value $0.01 per share | (F1) The original filing reflected the grant date exercise price of the stock option award, and did not reflect the automatic exercise price adjustment required under the terms of the Company's Amended and Restated 2012 Stock and Incentive Plan, triggered following the payment of a special cash dividend in September of 2021. This amended filing includes the adjusted exercise price. (F4) The stock option award representing the right to purchase 14,205 shares of common stock vests in four equal installments beginning on April 3, 2020. |
| 6 | Derivative | Stock Option (Right to Buy) | 2021-12-29 | M | D | 16,210 | $0.00 | 48,631 | D | $11.31 · — to 2027-03-22 | 16,210 Common Stock, par value $0.01 per share | (F1) The original filing reflected the grant date exercise price of the stock option award, and did not reflect the automatic exercise price adjustment required under the terms of the Company's Amended and Restated 2012 Stock and Incentive Plan, triggered following the payment of a special cash dividend in September of 2021. This amended filing includes the adjusted exercise price. (F5) The stock option award representing the right to purchase 64,841 shares of common stock vests in four equal installments beginning on March 22, 2021. |
| 7 | Derivative | Stock Option (Right to Buy) | 2021-12-29 | M | D | 12,243 | $0.00 | 0 | D | $23.40 · — to 2024-12-03 | 12,243 Common Stock, par value $0.01 per share | (F1) The original filing reflected the grant date exercise price of the stock option award, and did not reflect the automatic exercise price adjustment required under the terms of the Company's Amended and Restated 2012 Stock and Incentive Plan, triggered following the payment of a special cash dividend in September of 2021. This amended filing includes the adjusted exercise price. (F2) The stock option award representing the right to purchase 12,243 shares of common stock vested in four equal annual installments beginning on December 3, 2018. |
| 8 | Derivative | Stock Option (Right to Buy) | 2021-12-29 | M | D | 7,878 | $0.00 | 2,627 | D | $28.31 · — to 2025-04-03 | 7,878 Common Stock, par value $0.01 per share | (F1) The original filing reflected the grant date exercise price of the stock option award, and did not reflect the automatic exercise price adjustment required under the terms of the Company's Amended and Restated 2012 Stock and Incentive Plan, triggered following the payment of a special cash dividend in September of 2021. This amended filing includes the adjusted exercise price. (F3) The stock option award representing the right to purchase 10,505 shares of common stock vests in four equal installments beginning on April 3, 2019. |