Form 4 for DKS DICK'S SPORTING GOODS, INC.
Accepted 2023-03-28 00:00:00 ET · period of report 2023-03-24 · accession 0001089063-23-000040 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-28 | 2023-03-24 | DKS | Gupta Navdeep | EVP, CFO | M - OptEx | $14.44 | +38.6K | 124.1K | +45% | +$557.4K |
| D | 2023-03-28 | 2023-03-24 | DKS | Gupta Navdeep | EVP, CFO | S - Sale+OE | $138.14 | -19.2K | 104.9K | -15% | -$2.65M |
| DM | 2023-03-28 | 2023-03-24 | DKS | Gupta Navdeep | EVP, CFO | M - OptEx | $0.00 | -38.6K | 16.2K | -70% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2023-03-24 | M | A | 2,627 | $28.31 | 88,116 | D | — | — | (F1) The exercise price shown has been adjusted from the grant date exercise price due to the special cash dividend paid by the Company on September 24, 2021, which was required by the Company's Amended and Restated 2012 Stock and Incentive Plan. |
| 2 | Common | Common Stock, par value $0.01 per share | 2023-03-24 | M | A | 3,551 | $32.77 | 91,667 | D | — | — | (F1) The exercise price shown has been adjusted from the grant date exercise price due to the special cash dividend paid by the Company on September 24, 2021, which was required by the Company's Amended and Restated 2012 Stock and Incentive Plan. |
| 3 | Common | Common Stock, par value $0.01 per share | 2023-03-24 | M | A | 32,420 | $11.31 | 124,087 | D | — | — | (F1) The exercise price shown has been adjusted from the grant date exercise price due to the special cash dividend paid by the Company on September 24, 2021, which was required by the Company's Amended and Restated 2012 Stock and Incentive Plan. |
| 4 | Common | Common Stock, par value $0.01 per share | 2023-03-24 | S | D | 19,203 | $138.14 | 104,884 | D | — | — | (F3) Represents the weighted average price of multiple transactions ranging from $137.98 to $138.49. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or any security holder of the Company. |
| 5 | Derivative | Stock Option (Right to Buy) | 2023-03-24 | M | D | 3,551 | $0.00 | 3,552 | D | $32.77 · — to 2026-04-03 | 3,551 Common Stock, par value $0.01 per share | (F1) The exercise price shown has been adjusted from the grant date exercise price due to the special cash dividend paid by the Company on September 24, 2021, which was required by the Company's Amended and Restated 2012 Stock and Incentive Plan. (F5) The stock option award representing the right to purchase 14,205 shares of common stock vests in four equal annual installments beginning on April 3, 2020. |
| 6 | Derivative | Stock Option (Right to Buy) | 2023-03-24 | M | D | 2,627 | $0.00 | 0 | D | $28.31 · — to 2025-04-03 | 2,627 Common Stock, par value $0.01 per share | (F1) The exercise price shown has been adjusted from the grant date exercise price due to the special cash dividend paid by the Company on September 24, 2021, which was required by the Company's Amended and Restated 2012 Stock and Incentive Plan. (F4) The stock option award representing the right to purchase 10,505 shares of common stock vested in four equal annual installments beginning on April 3, 2019. |
| 7 | Derivative | Stock Option (Right to Buy) | 2023-03-24 | M | D | 32,420 | $0.00 | 16,211 | D | $11.31 · — to 2027-03-22 | 32,420 Common Stock, par value $0.01 per share | (F1) The exercise price shown has been adjusted from the grant date exercise price due to the special cash dividend paid by the Company on September 24, 2021, which was required by the Company's Amended and Restated 2012 Stock and Incentive Plan. (F6) The stock option award representing the right to purchase 64,841 shares of common stock vests in four equal annual installments beginning on March 22, 2021. |