Form 4/A for DKS DICK'S SPORTING GOODS, INC.
Accepted 2023-12-27 00:00:00 ET · period of report 2023-06-07 · accession 0001089063-23-000160 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DA | 2023-12-27 | 2023-06-07 | DKS | Gupta Navdeep | EVP, CFO | M - OptEx | $32.77 | +3,552 | 114.9K | +3% | +$116.4K |
| DA | 2023-12-27 | 2023-06-07 | DKS | Gupta Navdeep | EVP, CFO | F - Tax | $136.55 | -2,027 | 112.8K | -2% | -$276.8K |
| DA | 2023-12-27 | 2023-06-07 | DKS | Gupta Navdeep | EVP, CFO | M - OptEx | $0.00 | -3,552 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2023-06-07 | M | A | 3,552 | $32.77 | 114,858 | D | — | — | (F1) On June 9, 2023, the reporting person filed a Form 4 which incorrectly reported the exercise of a stock option for 2,027 shares of the issuer's common stock and the subsequent sale of all 2,027 of those shares on June 7, 2023. In fact, as reported in this amendment, the reporting person exercised the stock option for all of the 3,552 shares of common stock underlying the stock option, and then proceeded to sell 2,027 of those shares to cover the applicable exercise and tax obligations with respect to such exercise. As a result, the total amount of non-derivative securities beneficially owned by the insider was understated by 1,525 shares in subsequently reported transactions prior to the date of this amendment filing. (F2) The exercise price shown has been adjusted from the grant date exercise price due to the special cash dividend paid by the Company on September 24, 2021, which was required by the Company's Amended and Restated 2012 Stock and Incentive Plan. |
| 2 | Common | Common Stock, par value $0.01 per share | 2023-06-07 | F | D | 2,027 | $136.55 | 112,831 | D | — | — | |
| 3 | Derivative | Stock Option (Right to Buy) | 2023-06-07 | M | D | 3,552 | $0.00 | 0 | D | $32.77 · — to 2026-04-03 | 3,552 Common Stock, par value $0.01 per share | (F1) On June 9, 2023, the reporting person filed a Form 4 which incorrectly reported the exercise of a stock option for 2,027 shares of the issuer's common stock and the subsequent sale of all 2,027 of those shares on June 7, 2023. In fact, as reported in this amendment, the reporting person exercised the stock option for all of the 3,552 shares of common stock underlying the stock option, and then proceeded to sell 2,027 of those shares to cover the applicable exercise and tax obligations with respect to such exercise. As a result, the total amount of non-derivative securities beneficially owned by the insider was understated by 1,525 shares in subsequently reported transactions prior to the date of this amendment filing. (F2) The exercise price shown has been adjusted from the grant date exercise price due to the special cash dividend paid by the Company on September 24, 2021, which was required by the Company's Amended and Restated 2012 Stock and Incentive Plan. (F3) The stock option award representing the right to purchase 14,205 shares of common stock vested in four equal annual installments beginning on April 3, 2020. |