Form 4 for USIO Usio, Inc.
Accepted 2021-11-22 00:00:00 ET · period of report 2021-11-18 · accession 0001089351-21-000001 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-22 | 2021-11-22 | USIO | HOCH LOUIS A | Pres, CEO, Dir, 10% | S - Sale | $8.44 | -2,000 | 2.71M | -0.1% | -$16.9K |
| D | 2021-11-22 | 2021-11-18 | USIO | HOCH LOUIS A | Pres, CEO, Dir, 10% | A - Grant | $6.39 | +100.0K | 2.71M | +4% | +$639.0K |
| DM | 2021-11-22 | 2021-11-18 | USIO | HOCH LOUIS A | Pres, CEO, Dir, 10% | A - Grant | $0.00 | +30.0K | 10.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-22 | S | D | 2,000 | $8.44 | 2,710,825 | D | — | — | (F2) This trade was effected pursuant to a 10(b)5-1 plan effective June 14, 2021. |
| 2 | Common | Common Stock | 2021-11-18 | A | A | 100,000 | $6.39 | 2,712,825 | D | — | — | (F1) Vests 11/18/2031 or change of control or per terms of employment agreement. |
| 3 | Derivative | Restricted Stock Units | 2021-11-18 | A | A | 10,000 | $0.00 | 30,000 | D | $0.00 · 2024-11-18 to 2031-11-18 | 10,000 Common Stock | (F5) Restricted stock units vests 11/18/2024. |
| 4 | Derivative | Restricted Stock Units | 2021-11-18 | A | A | 10,000 | $0.00 | 20,000 | D | $0.00 · 2023-11-18 to 2031-11-18 | 10,000 Common Stock | (F4) Restricted stock units vests 11/18/2023. |
| 5 | Derivative | Restricted Stock Units | 2021-11-18 | A | A | 10,000 | $0.00 | 10,000 | D | $0.00 · 2022-11-18 to 2031-11-18 | 10,000 Common Stock | (F3) Restricted stock units vests 11/18/2022. |