Form 4 for USIO Usio, Inc.
Accepted 2022-11-21 00:00:00 ET · period of report 2022-11-18 · accession 0001089351-22-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-11-21 | 2022-11-18 | USIO | HOCH LOUIS A | COB, Pres, CEO, Dir, 10% | M - OptEx | $2.35 | +10.0K | 2.69M | +0.4% | +$23.5K |
| D | 2022-11-21 | 2022-11-18 | USIO | HOCH LOUIS A | COB, Pres, CEO, Dir, 10% | F - Tax | $2.35 | -3,935 | 2.69M | -0.1% | -$9,247 |
| D | 2022-11-21 | 2022-11-18 | USIO | HOCH LOUIS A | COB, Pres, CEO, Dir, 10% | M - OptEx | $0.00 | -10.0K | 20.0K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-18 | M | A | 10,000 | $2.35 | 2,694,591 | D | — | — | (F1) The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested 11/18/2022 |
| 2 | Common | Common Stock | 2022-11-18 | F | D | 3,935 | $2.35 | 2,690,656 | D | — | — | (F2) The reporting person returned 3,935 shares to the issuer at the closing price on 11/18/2022 of $2.35 to cover taxes due. |
| 3 | Derivative | Restricted Stock Units | 2022-11-18 | M | D | 10,000 | $0.00 | 20,000 | D | $0.00 · 2022-11-18 to 2031-11-18 | 10,000 Common Stock | (F1) The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested 11/18/2022 |