Form 4 for USIO Usio, Inc.
Accepted 2023-02-21 00:00:00 ET · period of report 2023-02-21 · accession 0001089351-23-000001 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-21 | 2023-02-21 | USIO | HOCH LOUIS A | COB, Pres, CEO, Dir, 10% | A - Grant | $1.75 | +330.0K | 3.02M | +12% | +$577.5K |
| DM | 2023-02-21 | 2023-02-21 | USIO | HOCH LOUIS A | COB, Pres, CEO, Dir, 10% | A - Grant | $0.00 | +33.0K | 53.0K | +165% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-21 | A | A | 330,000 | $1.75 | 3,020,656 | D | — | — | (F1) Vests 02/21/2033 or change of control or per terms of employment agreement. |
| 2 | Derivative | Restricted Stock Units | 2023-02-21 | A | A | 11,000 | $0.00 | 42,000 | D | $0.00 · 2025-02-21 to 2033-02-21 | 11,000 Common Stock | (F3) Restricted stock units vests 02/21/2025. |
| 3 | Derivative | Restricted Stock Units | 2023-02-21 | A | A | 11,000 | $0.00 | 31,000 | D | $0.00 · 2024-02-21 to 2033-02-21 | 11,000 Common Stock | (F2) Restricted stock units vests 02/21/2024. |
| 4 | Derivative | Restricted Stock Units | 2023-02-21 | A | A | 11,000 | $0.00 | 53,000 | D | $0.00 · 2026-02-21 to 2033-02-21 | 11,000 Common Stock | (F4) Restricted stock units vests 02/21/2026. |