Form 4 for USIO Usio, Inc.
Accepted 2023-11-20 00:00:00 ET · period of report 2023-11-18 · accession 0001089351-23-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-20 | 2023-11-18 | USIO | HOCH LOUIS A | COB, Pres, CEO, Dir, 10% | F - Tax | $1.70 | -3,927 | 3.03M | -0.1% | -$6,676 |
| D | 2023-11-20 | 2023-11-18 | USIO | HOCH LOUIS A | COB, Pres, CEO, Dir, 10% | M - OptEx | $1.70 | +10.0K | 3.03M | +0.3% | +$17.0K |
| D | 2023-11-20 | 2023-11-18 | USIO | HOCH LOUIS A | COB, Pres, CEO, Dir, 10% | M - OptEx | $1.70 | +10.0K | 43.0K | +30% | +$17.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-18 | F | D | 3,927 | $1.70 | 3,026,729 | D | — | — | (F2) The reporting person returned 3,927 shares to the issuer at the closing price on 11/17/2023 of $1.6999 to cover taxes due. |
| 2 | Common | Common Stock | 2023-11-18 | M | A | 10,000 | $1.70 | 3,030,656 | D | — | — | (F1) The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested 11/18/2023 |
| 3 | Derivative | Restricted Stock Units | 2023-11-18 | M | A | 10,000 | $1.70 | 43,000 | D | $0.00 · 2023-11-18 to 2031-11-18 | 10,000 Common Stock | (F1) The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested 11/18/2023 |