Form 4 for USIO Usio, Inc.
Accepted 2024-06-24 00:00:00 ET · period of report 2024-06-21 · accession 0001089351-24-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-06-24 | 2024-06-21 | USIO | HOCH LOUIS A | COB, Pres, CEO, Dir, 10% | A - Grant | $1.55 | +160.0K | 3.19M | +5% | +$248.0K |
| DM | 2024-06-24 | 2024-06-21 | USIO | HOCH LOUIS A | COB, Pres, CEO, Dir, 10% | A - Grant | $0.00 | +21.0K | 39.0K | +117% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-06-21 | A | A | 160,000 | $1.55 | 3,192,817 | D | — | — | (F1) Vests 06/21/2034 or change of control or per terms of employment agreement. |
| 2 | Derivative | Restricted Stock Units | 2024-06-21 | A | A | 7,000 | $0.00 | 53,000 | D | $0.00 · 2027-06-21 to 2034-06-21 | 7,000 Common Stock | (F4) Restricted Stock Units vests on 06/21/2027 or upon terms of the reporting persons employment agreement. |
| 3 | Derivative | Restricted Stock Units | 2024-06-21 | A | A | 7,000 | $0.00 | 46,000 | D | $0.00 · 2026-06-21 to 2034-06-21 | 7,000 Common Stock | (F3) Restricted Stock Units vests on 06/21/2026 or upon terms of the reporting persons employment agreement. |
| 4 | Derivative | Restricted Stock Units | 2024-06-21 | A | A | 7,000 | $0.00 | 39,000 | D | $0.00 · 2025-06-21 to 2034-06-21 | 7,000 Common Stock | (F2) Restricted Stock Units vests on 06/21/2025 or upon terms of the reporting persons employment agreement. |