Form 4/A for USIO Usio, Inc.
Accepted 2024-11-19 00:00:00 ET · period of report 2024-11-18 · accession 0001089351-24-000009 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DA | 2024-11-19 | 2024-11-18 | USIO | HOCH LOUIS A | COB, Pres, CEO, Dir, 10% | M - OptEx | $1.47 | +10.0K | 3.14M | +0.3% | +$14.7K |
| DA | 2024-11-19 | 2024-11-18 | USIO | HOCH LOUIS A | COB, Pres, CEO, Dir, 10% | F - Tax | $1.47 | -3,935 | 3.13M | -0.1% | -$5,784 |
| DA | 2024-11-19 | 2024-11-18 | USIO | HOCH LOUIS A | COB, Pres, CEO, Dir, 10% | M - OptEx | $0.00 | -10.0K | 43.0K | -19% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-18 | M | A | 10,000 | $1.47 | 3,138,651 | D | — | — | (F1) The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on 11/18/2021 and vested 11/18/2024. |
| 2 | Common | Common Stock | 2024-11-18 | F | D | 3,935 | $1.47 | 3,134,716 | D | — | — | (F2) The reporting person returned 3,935 shares to the issuer at the closing price on 11/18/2024 of $1.47 to cover taxes due. |
| 3 | Derivative | Restricted Stock Units | 2024-11-18 | M | D | 10,000 | $0.00 | 43,000 | D | $0.00 · 2024-11-18 to 2031-11-18 | 10,000 Common Stock | (F1) The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on 11/18/2021 and vested 11/18/2024. |