Form 4 for CHTR Charter Communications
Accepted 2022-01-19 00:00:00 ET · period of report 2022-01-14 · accession 0001091667-22-000011 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-01-19 | 2022-01-14 | CHTR | Howard Kevin D | EVP, CAO, Ctrl | M - OptEx | $610.00 | +706 | 706 | New | +$430.7K |
| DM | 2022-01-19 | 2021-12-30+ | CHTR | Howard Kevin D | EVP, CAO, Ctrl | G - Gift | $0.00 | -4,020 | 1,840 | -69% | $0 |
| D | 2022-01-19 | 2022-01-14 | CHTR | Howard Kevin D | EVP, CAO, Ctrl | F - Tax | $610.00 | -221 | 485 | -31% | -$134.8K |
| D | 2022-01-19 | 2022-01-14 | CHTR | Howard Kevin D | EVP, CAO, Ctrl | M - OptEx | — | -706 | 0 | -100% | — |
| DM | 2022-01-19 | 2022-01-18 | CHTR | Howard Kevin D | EVP, CAO, Ctrl | A - Grant | $588.83 | +5,332 | 170 | New | +$3.14M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-01-14 | M | A | 706 | $610.00 | 706 | D | — | — | (F2) Restricted Stock Units granted on January 15, 2019 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, with an effective date of January 14, 2022. |
| 2 | Common | Class A Common Stock | 2022-01-04 | G | D | 1,840 | $0.00 | 0 | D | — | — | (F1) Gift transaction. The recipient trust will not sell the gifted shares outside of a trading window under Charter's trading policy. The gifts are being voluntarily reported early on this Form 4 rather than later on a Form 5. |
| 3 | Common | Class A Common Stock | 2021-12-30 | G | D | 2,180 | $0.00 | 1,840 | D | — | — | (F1) Gift transaction. The recipient trust will not sell the gifted shares outside of a trading window under Charter's trading policy. The gifts are being voluntarily reported early on this Form 4 rather than later on a Form 5. |
| 4 | Common | Class A Common Stock | 2022-01-14 | F | D | 221 | $610.00 | 485 | D | — | — | (F3) Withholding of securities for the purpose of paying taxes. |
| 5 | Derivative | Restricted Stock Units | 2022-01-14 | M | D | 706 | — | 0 | D | — · 2022-01-15 to — | 706 Class A Common Stock | (F2) Restricted Stock Units granted on January 15, 2019 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, with an effective date of January 14, 2022. (F4) Restricted Stock Unit Grant - price and expiration date not applicable. |
| 6 | Derivative | Stock Options | 2022-01-18 | A | A | 5,162 | $588.83 | 5,162 | D | $588.83 · 2025-01-18 to 2032-01-18 | 5,162 Class A Common Stock | (F5) Stock Options granted on January 18, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 18, 2025. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement. |
| 7 | Derivative | Restricted Stock Units | 2022-01-18 | A | A | 170 | — | 170 | D | — · 2025-01-18 to — | 170 Class A Common Stock | (F6) Restricted Stock Units granted on January 18, 2022, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 18, 2025. (F4) Restricted Stock Unit Grant - price and expiration date not applicable. |