Form 4 for CHTR Charter Communications
Accepted 2022-01-20 00:00:00 ET · period of report 2022-01-18 · accession 0001091667-22-000016 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2022-01-20 | 2021-08-23 | CHTR | Rutledge Thomas | COB, CEO, Dir | G - Gift | $0.00 | -54.4K | 35.7K | -60% | $0 |
| DMI | 2022-01-20 | 2021-08-23+ | CHTR | Rutledge Thomas | COB, CEO, Dir | J - Other | — | -103.8K | 81.9K | -56% | — |
| DM | 2022-01-20 | 2021-08-23+ | CHTR | Rutledge Thomas | COB, CEO, Dir | J - Other | — | +103.8K | 107.4K | +2,900% | — |
| DM | 2022-01-20 | 2021-12-29+ | CHTR | Rutledge Thomas | COB, CEO, Dir | G - Gift | $0.00 | -24.2K | 83.2K | -23% | $0 |
| D | 2022-01-20 | 2022-01-18 | CHTR | Rutledge Thomas | COB, CEO, Dir | A - Grant | $588.83 | +172.1K | 172.1K | New | +$101.32M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-08-23 | G | D | 54,436 | $0.00 | 35,731 | I By 2019 GRAT UA | — | — | (F1) Transfer of shares from 2019 GRAT UA dated August 19, 2019, upon its settlement. Voluntarily reported early on this Form 4 rather than on a later Form 5. |
| 2 | Common | Class A Common Stock | 2021-08-23 | J | D | 35,731 | — | 0 | I By 2019 GRAT UA | — | — | (F1) Transfer of shares from 2019 GRAT UA dated August 19, 2019, upon its settlement. Voluntarily reported early on this Form 4 rather than on a later Form 5. |
| 3 | Common | Class A Common Stock | 2021-08-23 | J | A | 35,731 | — | 39,310 | D By 2020 GRAT | — | — | (F1) Transfer of shares from 2019 GRAT UA dated August 19, 2019, upon its settlement. Voluntarily reported early on this Form 4 rather than on a later Form 5. |
| 4 | Common | Class A Common Stock | 2021-12-07 | J | D | 68,054.21 | — | 81,945.83 | I | — | — | (F2) Transfer of shares from 2020 GRAT dated December 7, 2020. Voluntarily reported early on this Form 4 rather than on a later Form 5. |
| 5 | Common | Class A Common Stock | 2021-12-07 | J | A | 68,054.21 | — | 107,364.21 | D | — | — | (F2) Transfer of shares from 2020 GRAT dated December 7, 2020. Voluntarily reported early on this Form 4 rather than on a later Form 5. |
| 6 | Common | Class A Common Stock | 2021-12-29 | G | D | 14,440.04 | $0.00 | 92,924.17 | D | — | — | (F3) Charitable gift. The charity will not sell the gifted shares outside of a trading window under Charter's trading policy. The gifts are being voluntarily reported early on this Form 4 rather than on a later Form 5. |
| 7 | Common | Class A Common Stock | 2021-12-30 | G | D | 9,725 | $0.00 | 83,199.17 | D | — | — | (F3) Charitable gift. The charity will not sell the gifted shares outside of a trading window under Charter's trading policy. The gifts are being voluntarily reported early on this Form 4 rather than on a later Form 5. |
| 8 | Derivative | Stock Options | 2022-01-18 | A | A | 172,067 | $588.83 | 172,067 | D | $588.83 · 2025-01-18 to 2032-01-18 | 172,067 Class A Common Stock | (F4) Stock Options granted on January 18, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 18, 2025. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement. |