Form 4 for CHTR Charter Communications
Accepted 2023-01-19 00:00:00 ET · period of report 2023-01-17 · accession 0001091667-23-000014 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-19 | 2023-01-17 | CHTR | Howard Kevin D | EVP, CAO, Ctrl | M - OptEx | — | +195 | 195 | New | — |
| D | 2023-01-19 | 2023-01-17 | CHTR | Howard Kevin D | EVP, CAO, Ctrl | F - Tax | $386.82 | -68 | 127 | -35% | -$26.3K |
| DM | 2023-01-19 | 2023-01-17 | CHTR | Howard Kevin D | EVP, CAO, Ctrl | A - Grant | $0.00 | +10.3K | 9,920 | New | $0 |
| D | 2023-01-19 | 2023-01-17 | CHTR | Howard Kevin D | EVP, CAO, Ctrl | M - OptEx | $0.00 | -195 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-01-17 | M | A | 195 | — | 195 | D | — | — | (F1) Restricted Stock Units granted on January 15, 2020 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, with an effective date of January 17, 2023. (F2) Restricted Stock Unit grant - price and expiration date not applicable |
| 2 | Common | Class A Common Stock | 2023-01-17 | F | D | 68 | $386.82 | 127 | D | — | — | (F3) Withholding of securities for the purpose of paying taxes. |
| 3 | Derivative | Restricted Stock Units | 2023-01-17 | A | A | 387 | $0.00 | 387 | D | — · 2026-01-17 to — | 387 Class A Common Stock | (F5) Restricted Stock Units granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 17, 2026. (F2) Restricted Stock Unit grant - price and expiration date not applicable |
| 4 | Derivative | Restricted Stock Units | 2023-01-17 | M | D | 195 | $0.00 | 0 | D | — · 2023-01-17 to — | 195 Class A Common Stock | (F1) Restricted Stock Units granted on January 15, 2020 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, with an effective date of January 17, 2023. (F2) Restricted Stock Unit grant - price and expiration date not applicable |
| 5 | Derivative | Stock Options | 2023-01-17 | A | A | 9,920 | $0.00 | 9,920 | D | $387.38 · 2026-01-17 to 2033-01-17 | 9,920 Class A Common Stock | (F4) Stock Options granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 17, 2026. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement. |