Form 4 for CHTR Charter Communications
Accepted 2023-01-19 00:00:00 ET · period of report 2023-01-17 · accession 0001091667-23-000015 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2023-01-19 | 2022-12-07 | CHTR | Rutledge Thomas | Executive COB, Dir | J - Other | $0.00 | -81.9K | 0 | -100% | $0 |
| D | 2023-01-19 | 2022-12-07 | CHTR | Rutledge Thomas | Executive COB, Dir | J - Other | $0.00 | +81.9K | 165.1K | +98% | $0 |
| D | 2023-01-19 | 2023-01-17 | CHTR | Rutledge Thomas | Executive COB, Dir | A - Grant | $0.00 | +110.2K | 110.2K | New | $0 |
| DM | 2023-01-19 | 2022-05-25 | CHTR | Rutledge Thomas | Executive COB, Dir | J - Other | $0.00 | -284.1K | 0 | -100% | $0 |
| DMI | 2023-01-19 | 2022-05-25 | CHTR | Rutledge Thomas | Executive COB, Dir | J - Other | $0.00 | +284.1K | 147.9K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-12-07 | J | D | 81,945.83 | $0.00 | 0 | I By 2020 GRAT | — | — | (F1) On December 7, 2023, the reporting person transferred 81,945.833 shares from the 2020 GRAT to the reporting person. |
| 2 | Common | Class A Common Stock | 2022-12-07 | J | A | 81,945.83 | $0.00 | 165,145 | D | — | — | (F1) On December 7, 2023, the reporting person transferred 81,945.833 shares from the 2020 GRAT to the reporting person. |
| 3 | Derivative | Stock Options | 2023-01-17 | A | A | 110,225 | $0.00 | 110,225 | D | $387.38 · 2026-01-17 to 2033-01-17 | 110,225 Class A Common Stock | (F4) Stock options granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 17, 2026. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement. |
| 4 | Derivative | Stock Options | 2022-05-25 | J | D | 147,905 | $0.00 | 0 | D By Rutledge 2022 GRAT I | $150.88 · 2017-01-15 to 2024-01-15 | 147,905 Class A Common Stock | (F2) On May 25, 2022, the reporting person transferred 147,905 stock options to the Rutledge 2022 GRAT I. The stock options were granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, January 15, 2017. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement. |
| 5 | Derivative | Stock Options | 2022-05-25 | J | A | 136,188 | $0.00 | 136,188 | I | $175.76 · 2018-01-15 to 2025-01-15 | 136,188 Class A Common Stock | (F3) On May 25, 2022, the reporting person transferred 136,188 stock options to the Rutledge 2022 GRAT I. The stock options were granted on January 15, 2015 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, January 15, 2018. Such options will terminate 10 years from date of grant unless terminated sooner in accordance with the plan or grant agreement. |
| 6 | Derivative | Stock Options | 2022-05-25 | J | D | 136,188 | $0.00 | 0 | D | $175.76 · 2018-01-15 to 2025-01-15 | 136,188 Class A Common Stock | (F3) On May 25, 2022, the reporting person transferred 136,188 stock options to the Rutledge 2022 GRAT I. The stock options were granted on January 15, 2015 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, January 15, 2018. Such options will terminate 10 years from date of grant unless terminated sooner in accordance with the plan or grant agreement. |
| 7 | Derivative | Stock Options | 2022-05-25 | J | A | 147,905 | $0.00 | 147,905 | I By Rutledge 2022 GRAT I | $150.88 · 2017-01-15 to 2024-01-15 | 147,905 Class A Common Stock | (F2) On May 25, 2022, the reporting person transferred 147,905 stock options to the Rutledge 2022 GRAT I. The stock options were granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, January 15, 2017. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement. |