Form 4 for CHTR Charter Communications
Accepted 2023-01-19 00:00:00 ET · period of report 2023-01-17 · accession 0001091667-23-000016 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-19 | 2023-01-17 | CHTR | Winfrey Christopher L | Pres, CEO | M - OptEx | — | +1,758 | 51.0K | +4% | — |
| D | 2023-01-19 | 2023-01-17 | CHTR | Winfrey Christopher L | Pres, CEO | F - Tax | $386.82 | -911 | 50.1K | -2% | -$352.4K |
| D | 2023-01-19 | 2023-01-05 | CHTR | Winfrey Christopher L | Pres, CEO | J - Other | $0.00 | +50.5K | 299.7K | +20% | $0 |
| D | 2023-01-19 | 2023-01-17 | CHTR | Winfrey Christopher L | Pres, CEO | A - Grant | $0.00 | +124.9K | 124.9K | New | $0 |
| DI | 2023-01-19 | 2023-01-05 | CHTR | Winfrey Christopher L | Pres, CEO | J - Other | $0.00 | -50.5K | 0 | -100% | $0 |
| D | 2023-01-19 | 2023-01-17 | CHTR | Winfrey Christopher L | Pres, CEO | M - OptEx | $0.00 | -1,758 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-01-17 | M | A | 1,758 | — | 51,014 | D | — | — | (F1) Restricted Stock Units granted on January 15, 2020 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, with an effective date of January 17, 2023. (F2) Restricted Stock Unit grant - price and expiration date not applicable |
| 2 | Common | Class A Common Stock | 2023-01-17 | F | D | 911 | $386.82 | 50,103 | D | — | — | (F3) Withholding of securities for the purpose of paying taxes. |
| 3 | Derivative | Stock Options | 2023-01-05 | J | A | 50,536 | $0.00 | 299,681 | D | $221.25 · — to 2026-06-17 | 50,536 Class A Common Stock | (F4) On January 5, 2023 the Christopher L. Winfrey 2020 GRAT II transferred 50,536 stock options to the reporting person. The stock options were granted June 17, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan (with a 10-year term) as follows: 99,461 shares subject to the attainment of a $289.76 per-share hurdle; 99,462 shares subject to the attainment of a $364.97 per-share hurdle; 99,462 shares subject to the attainment of $455.66 per-share hurdle; 99,462 shares subject to the attainment of a $496.58 per-share hurdle; and 99,462 shares subject to the attainment of a $564.04 per-share hurdle. One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. All options were fully exercisable as of June 17, 2021. |
| 4 | Derivative | Stock Options | 2023-01-17 | A | A | 124,922 | $0.00 | 124,922 | D | $387.38 · 2026-01-17 to 2033-01-17 | 124,922 Class A Common Stock | (F5) Stock Options granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 17, 2026. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement. |
| 5 | Derivative | Stock Options | 2023-01-05 | J | D | 50,536 | $0.00 | 0 | I Held by Christopher L. Winfrey 2020 GRAT II | $221.25 · — to 2026-06-17 | 50,536 Class A Common Stock | (F4) On January 5, 2023 the Christopher L. Winfrey 2020 GRAT II transferred 50,536 stock options to the reporting person. The stock options were granted June 17, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan (with a 10-year term) as follows: 99,461 shares subject to the attainment of a $289.76 per-share hurdle; 99,462 shares subject to the attainment of a $364.97 per-share hurdle; 99,462 shares subject to the attainment of $455.66 per-share hurdle; 99,462 shares subject to the attainment of a $496.58 per-share hurdle; and 99,462 shares subject to the attainment of a $564.04 per-share hurdle. One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. All options were fully exercisable as of June 17, 2021. |
| 6 | Derivative | Restricted Stock Units | 2023-01-17 | M | D | 1,758 | $0.00 | 0 | D | — · 2023-01-17 to — | 1,758 Class A Common Stock | (F1) Restricted Stock Units granted on January 15, 2020 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, with an effective date of January 17, 2023. (F2) Restricted Stock Unit grant - price and expiration date not applicable |