Form 4 for CHTR Charter Communications
Accepted 2023-02-24 00:00:00 ET · period of report 2023-02-22 · accession 0001091667-23-000038 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-24 | 2023-01-20 | CHTR | Howard Kevin D | EVP, CAO, Ctrl | G - Gift | $0.00 | -127 | 0 | -100% | $0 |
| DM | 2023-02-24 | 2023-02-22 | CHTR | Howard Kevin D | EVP, CAO, Ctrl | A - Grant | $0.00 | +51.8K | 5,184 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-01-20 | G | D | 127 | $0.00 | 0 | D | — | — | (F1) On January 20, 2023 the reporting person transferred 127 shares to The Howard Living Trust. |
| 2 | Derivative | Stock Options | 2023-02-22 | A | A | 46,649 | $0.00 | 46,649 | D | $380.53 · — to 2033-02-22 | 46,649 Class A Common Stock | (F2) Stock options granted on February 22, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan (with a 10-year term) as follows: 9,329 shares subject to the attainment of a $507.00 per-share hurdle; 9,330 shares subject to the attainment of a $639.00 per-share hurdle; 9,330 shares subject to the attainment of $798.00 per-share hurdle; 9,330 shares subject to the attainment of a $870.00 per-share hurdle; 4,665 shares subject to the attainment of a $988.00 per-share hurdle; and 4,665 shares subject to the attainment of a $1,000.00 per-share hurdle. One third of the stock options are first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. |
| 3 | Derivative | Restricted Stock Units | 2023-02-22 | A | A | 5,184 | $0.00 | 5,184 | D | — · — to — | 5,184 Class A Common Stock | (F4) Restricted Stock Units granted on February 22, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 1,728 shares subject to the attainment of a $798.00 per-share hurdle; 1,728 shares subject to the attainment of a $870.00 per-share hurdle; 864 shares subject to the attainment of a $988.00 per-share hurdle; and 864 shares subject to the attainment of $1,000.00 per-share hurdle. One third of the Restricted Stock Units are first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. (F3) Restricted Stock Unit Grant - price and expiration date not applicable. |