Form 4 for CHTR Charter Communications
Accepted 2023-08-29 00:00:00 ET · period of report 2023-08-25 · accession 0001091667-23-000121 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-29 | 2023-08-25 | CHTR | Rutledge Thomas | Executive COB, Dir | G - Gift | $0.00 | -18.2K | 146.9K | -11% | $0 |
| DMI | 2023-08-29 | 2023-08-25 | CHTR | Rutledge Thomas | Executive COB, Dir | G - Gift | $0.00 | +18.2K | 45.1K | +68% | $0 |
| DMI | 2023-08-29 | 2023-05-16 | CHTR | Rutledge Thomas | Executive COB, Dir | J - Other | $0.00 | -222.0K | 0 | -100% | $0 |
| DM | 2023-08-29 | 2023-05-16 | CHTR | Rutledge Thomas | Executive COB, Dir | J - Other | $0.00 | +222.0K | 74.1K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-08-25 | G | D | 9,100 | $0.00 | 156,045 | D By trust | — | — | (F1) On August 25, 2023, the reporting person gifted shares to an irrevocable trust, the Non-Exempt Trust FBO TP Rutledge, for the benefit of the reporting person's adult child. The reporting person is trustee of the trust. |
| 2 | Common | Class A Common Stock | 2023-08-25 | G | A | 9,100 | $0.00 | 45,071 | I By trust | — | — | (F1) On August 25, 2023, the reporting person gifted shares to an irrevocable trust, the Non-Exempt Trust FBO TP Rutledge, for the benefit of the reporting person's adult child. The reporting person is trustee of the trust. (F2) On August 25, 2023, the reporting person gifted shares to an irrevocable trust, the Non-Exempt Trust FBO A Alonso, for the benefit of the reporting person's adult child. The reporting person is trustee of the trust. |
| 3 | Common | Class A Common Stock | 2023-08-25 | G | D | 9,100 | $0.00 | 146,945 | D | — | — | (F2) On August 25, 2023, the reporting person gifted shares to an irrevocable trust, the Non-Exempt Trust FBO A Alonso, for the benefit of the reporting person's adult child. The reporting person is trustee of the trust. |
| 4 | Common | Class A Common Stock | 2023-08-25 | G | A | 9,100 | $0.00 | 45,071 | I | — | — | (F2) On August 25, 2023, the reporting person gifted shares to an irrevocable trust, the Non-Exempt Trust FBO A Alonso, for the benefit of the reporting person's adult child. The reporting person is trustee of the trust. |
| 5 | Derivative | Stock Options | 2023-05-16 | J | D | 74,137 | $0.00 | 62,051 | I | $175.76 · 2018-01-15 to 2025-01-15 | 74,137 Class A Common Stock | (F4) On May 16, 2023, the reporting person transferred 74,137 stock options from the Rutledge 2022 GRAT I to the reporting person. The stock options were granted on January 15, 2015 under the Charter Communications, Inc. 2009 Stock Incentive Plan. 100% of the grant vested on the third anniversary of the grant date, January 15, 2018. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement. |
| 6 | Derivative | Stock Options | 2023-05-16 | J | D | 147,905 | $0.00 | 0 | I By Rutledge 2022 GRAT I | $150.88 · 2017-01-15 to 2024-01-15 | 147,905 Class A Common Stock | (F3) On May 16, 2023, the reporting person transferred 147,905 stock options from the Rutledge 2022 GRAT I to the reporting person. The stock options were granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. 100% of the grant vested on the third anniversary of the grant date, January 15, 2017. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement. |
| 7 | Derivative | Stock Options | 2023-05-16 | J | A | 147,905 | $0.00 | 147,905 | D By Rutledge 2022 GRAT I | $150.88 · 2017-01-15 to 2024-01-15 | 147,905 Class A Common Stock | (F3) On May 16, 2023, the reporting person transferred 147,905 stock options from the Rutledge 2022 GRAT I to the reporting person. The stock options were granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. 100% of the grant vested on the third anniversary of the grant date, January 15, 2017. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement. |
| 8 | Derivative | Stock Options | 2023-05-16 | J | A | 74,137 | $0.00 | 74,137 | D | $175.76 · 2018-01-15 to 2025-01-15 | 74,137 Class A Common Stock | (F4) On May 16, 2023, the reporting person transferred 74,137 stock options from the Rutledge 2022 GRAT I to the reporting person. The stock options were granted on January 15, 2015 under the Charter Communications, Inc. 2009 Stock Incentive Plan. 100% of the grant vested on the third anniversary of the grant date, January 15, 2018. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement. |