Form 4 for CHTR Charter Communications
Accepted 2023-11-16 00:00:00 ET · period of report 2023-11-14 · accession 0001091667-23-000155 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-16 | 2023-11-14 | CHTR | Rutledge Thomas | Executive COB, Dir | M - OptEx | $159.19 | +222.0K | 271.8K | +446% | +$35.35M |
| DM | 2023-11-16 | 2023-11-14 | CHTR | Rutledge Thomas | Executive COB, Dir | F - Tax | $417.86 | -148.3K | 220.7K | -40% | -$61.96M |
| DM | 2023-11-16 | 2023-11-14 | CHTR | Rutledge Thomas | Executive COB, Dir | S - Sale+OE | $414.37 | -87.9K | 201.4K | -30% | -$36.42M |
| DM | 2023-11-16 | 2023-11-14 | CHTR | Rutledge Thomas | Executive COB, Dir | M - OptEx | $159.19 | -222.0K | 0 | -100% | -$35.35M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-11-14 | M | A | 147,905 | $150.88 | 294,850 | D | — | — | (F1) To address the near-term expiration of time vesting stock options granted on January 15, 2014, the reporting person exercised options granted under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2017. |
| 2 | Common | Class A Common Stock | 2023-11-14 | F | D | 97,197 | $417.86 | 197,653 | D | — | — | (F2) Withholding of securities for the purpose of paying the exercise price and paying taxes. |
| 3 | Common | Class A Common Stock | 2023-11-14 | M | A | 74,137 | $175.76 | 271,790 | D | — | — | (F3) Stock Options granted on January 15, 2015 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2018. |
| 4 | Common | Class A Common Stock | 2023-11-14 | F | D | 51,089 | $417.86 | 220,701 | D | — | — | (F2) Withholding of securities for the purpose of paying the exercise price and paying taxes. |
| 5 | Common | Class A Common Stock | 2023-11-14 | S | D | 4,800 | $417.17 | 132,798 | D | — | — | (F9) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $416.870 to $417.840, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 6 | Common | Class A Common Stock | 2023-11-14 | S | D | 16,949 | $413.18 | 184,437 | D | — | — | (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $412.830 to $413.775, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 7 | Common | Class A Common Stock | 2023-11-14 | S | D | 6,422 | $414.46 | 178,015 | D | — | — | (F6) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $413.860 to $414.855, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 8 | Common | Class A Common Stock | 2023-11-14 | S | D | 30,637 | $415.33 | 147,378 | D | — | — | (F7) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $414.860 to $415.850, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 9 | Common | Class A Common Stock | 2023-11-14 | S | D | 9,780 | $416.17 | 137,598 | D | — | — | (F8) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $415.870 to $416.865, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 10 | Common | Class A Common Stock | 2023-11-14 | S | D | 19,315 | $412.27 | 201,386 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $411.830 to $412.810, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 11 | Derivative | Stock Options | 2023-11-14 | M | D | 147,905 | $150.88 | 0 | D | $150.88 · 2017-01-15 to 2024-01-15 | 147,905 Class A Common Stock | (F1) To address the near-term expiration of time vesting stock options granted on January 15, 2014, the reporting person exercised options granted under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2017. |
| 12 | Derivative | Stock Options | 2023-11-14 | M | D | 74,137 | $175.76 | 0 | D | $175.76 · 2018-01-15 to 2025-01-15 | 74,137 Class A Common Stock | (F3) Stock Options granted on January 15, 2015 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2018. |