Form 4 for CHTR Charter Communications
Accepted 2023-11-20 00:00:00 ET · period of report 2023-11-16 · accession 0001091667-23-000157 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-11-20 | 2023-11-16+ | CHTR | Rutledge Thomas | Executive COB, Dir | S - Sale | $411.29 | -239.7K | 87.9K | -73% | -$98.60M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-11-17 | S | D | 5,433 | $414.43 | 5,000 | D | — | — | (F1) With respect to the reported transactions, 55.4% of the reported sales were of shares held directly by the reporting person and 44.6% of the reported sales were of shares held directly by four trusts for the benefit of the reporting person's children for which the reporting person's wife is trustee. The reporting person disclaims beneficial ownership of shares held or sold by such trusts. After giving effect to the sales reported in this statement, such trusts, which include (i) the GST Exempt Trust FBO TP Rutledge; (ii) the GST Exempt Trust FBO A Alonso; (iii) the Non-Exempt Trust FBO TP Rutledge; and (iv) the Non-Exempt Trust FBO A Alonso, no longer hold any of the Issuer's securities. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this statement. (F15) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $414.00 to $414.99, inclusive. |
| 2 | Common | Class A Common Stock | 2023-11-16 | S | D | 1,624 | $417.61 | 85,870 | D | — | — | (F1) With respect to the reported transactions, 55.4% of the reported sales were of shares held directly by the reporting person and 44.6% of the reported sales were of shares held directly by four trusts for the benefit of the reporting person's children for which the reporting person's wife is trustee. The reporting person disclaims beneficial ownership of shares held or sold by such trusts. After giving effect to the sales reported in this statement, such trusts, which include (i) the GST Exempt Trust FBO TP Rutledge; (ii) the GST Exempt Trust FBO A Alonso; (iii) the Non-Exempt Trust FBO TP Rutledge; and (iv) the Non-Exempt Trust FBO A Alonso, no longer hold any of the Issuer's securities. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this statement. (F9) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $417.00 to $417.99, inclusive. |
| 3 | Common | Class A Common Stock | 2023-11-16 | S | D | 401 | $416.64 | 87,494 | D | — | — | (F1) With respect to the reported transactions, 55.4% of the reported sales were of shares held directly by the reporting person and 44.6% of the reported sales were of shares held directly by four trusts for the benefit of the reporting person's children for which the reporting person's wife is trustee. The reporting person disclaims beneficial ownership of shares held or sold by such trusts. After giving effect to the sales reported in this statement, such trusts, which include (i) the GST Exempt Trust FBO TP Rutledge; (ii) the GST Exempt Trust FBO A Alonso; (iii) the Non-Exempt Trust FBO TP Rutledge; and (iv) the Non-Exempt Trust FBO A Alonso, no longer hold any of the Issuer's securities. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this statement. (F8) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $416.00 to $416.99, inclusive. |
| 4 | Common | Class A Common Stock | 2023-11-16 | S | D | 1,400 | $418.48 | 84,470 | D | — | — | (F1) With respect to the reported transactions, 55.4% of the reported sales were of shares held directly by the reporting person and 44.6% of the reported sales were of shares held directly by four trusts for the benefit of the reporting person's children for which the reporting person's wife is trustee. The reporting person disclaims beneficial ownership of shares held or sold by such trusts. After giving effect to the sales reported in this statement, such trusts, which include (i) the GST Exempt Trust FBO TP Rutledge; (ii) the GST Exempt Trust FBO A Alonso; (iii) the Non-Exempt Trust FBO TP Rutledge; and (iv) the Non-Exempt Trust FBO A Alonso, no longer hold any of the Issuer's securities. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this statement. (F10) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $418.00 to $418.99, inclusive. |
| 5 | Common | Class A Common Stock | 2023-11-16 | S | D | 300 | $419.07 | 84,170 | D | — | — | (F1) With respect to the reported transactions, 55.4% of the reported sales were of shares held directly by the reporting person and 44.6% of the reported sales were of shares held directly by four trusts for the benefit of the reporting person's children for which the reporting person's wife is trustee. The reporting person disclaims beneficial ownership of shares held or sold by such trusts. After giving effect to the sales reported in this statement, such trusts, which include (i) the GST Exempt Trust FBO TP Rutledge; (ii) the GST Exempt Trust FBO A Alonso; (iii) the Non-Exempt Trust FBO TP Rutledge; and (iv) the Non-Exempt Trust FBO A Alonso, no longer hold any of the Issuer's securities. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this statement. (F11) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $419.00 to $419.99, inclusive. |
| 6 | Common | Class A Common Stock | 2023-11-16 | S | D | 200 | $420.23 | 83,970 | D | — | — | (F1) With respect to the reported transactions, 55.4% of the reported sales were of shares held directly by the reporting person and 44.6% of the reported sales were of shares held directly by four trusts for the benefit of the reporting person's children for which the reporting person's wife is trustee. The reporting person disclaims beneficial ownership of shares held or sold by such trusts. After giving effect to the sales reported in this statement, such trusts, which include (i) the GST Exempt Trust FBO TP Rutledge; (ii) the GST Exempt Trust FBO A Alonso; (iii) the Non-Exempt Trust FBO TP Rutledge; and (iv) the Non-Exempt Trust FBO A Alonso, no longer hold any of the Issuer's securities. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this statement. (F12) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $420.00 to $420.99, inclusive. |
| 7 | Common | Class A Common Stock | 2023-11-17 | S | D | 17,399 | $407.38 | 66,571 | D | — | — | (F1) With respect to the reported transactions, 55.4% of the reported sales were of shares held directly by the reporting person and 44.6% of the reported sales were of shares held directly by four trusts for the benefit of the reporting person's children for which the reporting person's wife is trustee. The reporting person disclaims beneficial ownership of shares held or sold by such trusts. After giving effect to the sales reported in this statement, such trusts, which include (i) the GST Exempt Trust FBO TP Rutledge; (ii) the GST Exempt Trust FBO A Alonso; (iii) the Non-Exempt Trust FBO TP Rutledge; and (iv) the Non-Exempt Trust FBO A Alonso, no longer hold any of the Issuer's securities. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this statement. (F13) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $407.00 to $407.99, inclusive. |
| 8 | Common | Class A Common Stock | 2023-11-17 | S | D | 4,334 | $408.37 | 62,237 | D | — | — | (F1) With respect to the reported transactions, 55.4% of the reported sales were of shares held directly by the reporting person and 44.6% of the reported sales were of shares held directly by four trusts for the benefit of the reporting person's children for which the reporting person's wife is trustee. The reporting person disclaims beneficial ownership of shares held or sold by such trusts. After giving effect to the sales reported in this statement, such trusts, which include (i) the GST Exempt Trust FBO TP Rutledge; (ii) the GST Exempt Trust FBO A Alonso; (iii) the Non-Exempt Trust FBO TP Rutledge; and (iv) the Non-Exempt Trust FBO A Alonso, no longer hold any of the Issuer's securities. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this statement. (F14) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $408.00 to $408.99, inclusive. |
| 9 | Common | Class A Common Stock | 2023-11-17 | S | D | 6,109 | $409.37 | 56,128 | D | — | — | (F1) With respect to the reported transactions, 55.4% of the reported sales were of shares held directly by the reporting person and 44.6% of the reported sales were of shares held directly by four trusts for the benefit of the reporting person's children for which the reporting person's wife is trustee. The reporting person disclaims beneficial ownership of shares held or sold by such trusts. After giving effect to the sales reported in this statement, such trusts, which include (i) the GST Exempt Trust FBO TP Rutledge; (ii) the GST Exempt Trust FBO A Alonso; (iii) the Non-Exempt Trust FBO TP Rutledge; and (iv) the Non-Exempt Trust FBO A Alonso, no longer hold any of the Issuer's securities. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this statement. (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $409.00 to $409.99, inclusive. |
| 10 | Common | Class A Common Stock | 2023-11-17 | S | D | 16,869 | $410.58 | 39,259 | D | — | — | (F1) With respect to the reported transactions, 55.4% of the reported sales were of shares held directly by the reporting person and 44.6% of the reported sales were of shares held directly by four trusts for the benefit of the reporting person's children for which the reporting person's wife is trustee. The reporting person disclaims beneficial ownership of shares held or sold by such trusts. After giving effect to the sales reported in this statement, such trusts, which include (i) the GST Exempt Trust FBO TP Rutledge; (ii) the GST Exempt Trust FBO A Alonso; (iii) the Non-Exempt Trust FBO TP Rutledge; and (iv) the Non-Exempt Trust FBO A Alonso, no longer hold any of the Issuer's securities. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this statement. (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $410.00 to $410.99, inclusive. |
| 11 | Common | Class A Common Stock | 2023-11-17 | S | D | 15,817 | $411.56 | 23,442 | D | — | — | (F1) With respect to the reported transactions, 55.4% of the reported sales were of shares held directly by the reporting person and 44.6% of the reported sales were of shares held directly by four trusts for the benefit of the reporting person's children for which the reporting person's wife is trustee. The reporting person disclaims beneficial ownership of shares held or sold by such trusts. After giving effect to the sales reported in this statement, such trusts, which include (i) the GST Exempt Trust FBO TP Rutledge; (ii) the GST Exempt Trust FBO A Alonso; (iii) the Non-Exempt Trust FBO TP Rutledge; and (iv) the Non-Exempt Trust FBO A Alonso, no longer hold any of the Issuer's securities. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this statement. (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $411.00 to $411.99, inclusive. |
| 12 | Common | Class A Common Stock | 2023-11-17 | S | D | 8,288 | $412.41 | 15,154 | D | — | — | (F1) With respect to the reported transactions, 55.4% of the reported sales were of shares held directly by the reporting person and 44.6% of the reported sales were of shares held directly by four trusts for the benefit of the reporting person's children for which the reporting person's wife is trustee. The reporting person disclaims beneficial ownership of shares held or sold by such trusts. After giving effect to the sales reported in this statement, such trusts, which include (i) the GST Exempt Trust FBO TP Rutledge; (ii) the GST Exempt Trust FBO A Alonso; (iii) the Non-Exempt Trust FBO TP Rutledge; and (iv) the Non-Exempt Trust FBO A Alonso, no longer hold any of the Issuer's securities. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this statement. (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $412.00 to $412.99, inclusive. |
| 13 | Common | Class A Common Stock | 2023-11-17 | S | D | 4,721 | $413.35 | 10,433 | D | — | — | (F1) With respect to the reported transactions, 55.4% of the reported sales were of shares held directly by the reporting person and 44.6% of the reported sales were of shares held directly by four trusts for the benefit of the reporting person's children for which the reporting person's wife is trustee. The reporting person disclaims beneficial ownership of shares held or sold by such trusts. After giving effect to the sales reported in this statement, such trusts, which include (i) the GST Exempt Trust FBO TP Rutledge; (ii) the GST Exempt Trust FBO A Alonso; (iii) the Non-Exempt Trust FBO TP Rutledge; and (iv) the Non-Exempt Trust FBO A Alonso, no longer hold any of the Issuer's securities. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this statement. (F6) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $413.00 to $413.99, inclusive. |
| 14 | Common | Class A Common Stock | 2023-11-17 | S | D | 2,500 | $415.64 | 2,500 | D | — | — | (F1) With respect to the reported transactions, 55.4% of the reported sales were of shares held directly by the reporting person and 44.6% of the reported sales were of shares held directly by four trusts for the benefit of the reporting person's children for which the reporting person's wife is trustee. The reporting person disclaims beneficial ownership of shares held or sold by such trusts. After giving effect to the sales reported in this statement, such trusts, which include (i) the GST Exempt Trust FBO TP Rutledge; (ii) the GST Exempt Trust FBO A Alonso; (iii) the Non-Exempt Trust FBO TP Rutledge; and (iv) the Non-Exempt Trust FBO A Alonso, no longer hold any of the Issuer's securities. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this statement. (F7) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $415.00 to $415.99, inclusive. |
| 15 | Common | Class A Common Stock | 2023-11-17 | S | D | 1,800 | $416.75 | 700 | D | — | — | (F1) With respect to the reported transactions, 55.4% of the reported sales were of shares held directly by the reporting person and 44.6% of the reported sales were of shares held directly by four trusts for the benefit of the reporting person's children for which the reporting person's wife is trustee. The reporting person disclaims beneficial ownership of shares held or sold by such trusts. After giving effect to the sales reported in this statement, such trusts, which include (i) the GST Exempt Trust FBO TP Rutledge; (ii) the GST Exempt Trust FBO A Alonso; (iii) the Non-Exempt Trust FBO TP Rutledge; and (iv) the Non-Exempt Trust FBO A Alonso, no longer hold any of the Issuer's securities. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this statement. (F8) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $416.00 to $416.99, inclusive. |
| 16 | Common | Class A Common Stock | 2023-11-17 | S | D | 700 | $417.06 | 0 | D | — | — | (F1) With respect to the reported transactions, 55.4% of the reported sales were of shares held directly by the reporting person and 44.6% of the reported sales were of shares held directly by four trusts for the benefit of the reporting person's children for which the reporting person's wife is trustee. The reporting person disclaims beneficial ownership of shares held or sold by such trusts. After giving effect to the sales reported in this statement, such trusts, which include (i) the GST Exempt Trust FBO TP Rutledge; (ii) the GST Exempt Trust FBO A Alonso; (iii) the Non-Exempt Trust FBO TP Rutledge; and (iv) the Non-Exempt Trust FBO A Alonso, no longer hold any of the Issuer's securities. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this statement. (F9) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $417.00 to $417.99, inclusive. |
| 17 | Common | Class A Common Stock | 2023-11-16 | S | D | 8,500 | $409.52 | 231,226 | D | — | — | (F1) With respect to the reported transactions, 55.4% of the reported sales were of shares held directly by the reporting person and 44.6% of the reported sales were of shares held directly by four trusts for the benefit of the reporting person's children for which the reporting person's wife is trustee. The reporting person disclaims beneficial ownership of shares held or sold by such trusts. After giving effect to the sales reported in this statement, such trusts, which include (i) the GST Exempt Trust FBO TP Rutledge; (ii) the GST Exempt Trust FBO A Alonso; (iii) the Non-Exempt Trust FBO TP Rutledge; and (iv) the Non-Exempt Trust FBO A Alonso, no longer hold any of the Issuer's securities. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this statement. (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $409.00 to $409.99, inclusive. |
| 18 | Common | Class A Common Stock | 2023-11-16 | S | D | 64,991 | $410.38 | 166,235 | D | — | — | (F1) With respect to the reported transactions, 55.4% of the reported sales were of shares held directly by the reporting person and 44.6% of the reported sales were of shares held directly by four trusts for the benefit of the reporting person's children for which the reporting person's wife is trustee. The reporting person disclaims beneficial ownership of shares held or sold by such trusts. After giving effect to the sales reported in this statement, such trusts, which include (i) the GST Exempt Trust FBO TP Rutledge; (ii) the GST Exempt Trust FBO A Alonso; (iii) the Non-Exempt Trust FBO TP Rutledge; and (iv) the Non-Exempt Trust FBO A Alonso, no longer hold any of the Issuer's securities. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this statement. (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $410.00 to $410.99, inclusive. |
| 19 | Common | Class A Common Stock | 2023-11-16 | S | D | 19,795 | $411.55 | 146,440 | D | — | — | (F1) With respect to the reported transactions, 55.4% of the reported sales were of shares held directly by the reporting person and 44.6% of the reported sales were of shares held directly by four trusts for the benefit of the reporting person's children for which the reporting person's wife is trustee. The reporting person disclaims beneficial ownership of shares held or sold by such trusts. After giving effect to the sales reported in this statement, such trusts, which include (i) the GST Exempt Trust FBO TP Rutledge; (ii) the GST Exempt Trust FBO A Alonso; (iii) the Non-Exempt Trust FBO TP Rutledge; and (iv) the Non-Exempt Trust FBO A Alonso, no longer hold any of the Issuer's securities. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this statement. (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $411.00 to $411.99, inclusive. |
| 20 | Common | Class A Common Stock | 2023-11-16 | S | D | 53,060 | $412.55 | 93,380 | D | — | — | (F1) With respect to the reported transactions, 55.4% of the reported sales were of shares held directly by the reporting person and 44.6% of the reported sales were of shares held directly by four trusts for the benefit of the reporting person's children for which the reporting person's wife is trustee. The reporting person disclaims beneficial ownership of shares held or sold by such trusts. After giving effect to the sales reported in this statement, such trusts, which include (i) the GST Exempt Trust FBO TP Rutledge; (ii) the GST Exempt Trust FBO A Alonso; (iii) the Non-Exempt Trust FBO TP Rutledge; and (iv) the Non-Exempt Trust FBO A Alonso, no longer hold any of the Issuer's securities. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this statement. (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $412.00 to $412.99, inclusive. |
| 21 | Common | Class A Common Stock | 2023-11-16 | S | D | 3,500 | $413.12 | 89,880 | D | — | — | (F1) With respect to the reported transactions, 55.4% of the reported sales were of shares held directly by the reporting person and 44.6% of the reported sales were of shares held directly by four trusts for the benefit of the reporting person's children for which the reporting person's wife is trustee. The reporting person disclaims beneficial ownership of shares held or sold by such trusts. After giving effect to the sales reported in this statement, such trusts, which include (i) the GST Exempt Trust FBO TP Rutledge; (ii) the GST Exempt Trust FBO A Alonso; (iii) the Non-Exempt Trust FBO TP Rutledge; and (iv) the Non-Exempt Trust FBO A Alonso, no longer hold any of the Issuer's securities. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this statement. (F6) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $413.00 to $413.99, inclusive. |
| 22 | Common | Class A Common Stock | 2023-11-16 | S | D | 1,985 | $415.28 | 87,895 | D | — | — | (F1) With respect to the reported transactions, 55.4% of the reported sales were of shares held directly by the reporting person and 44.6% of the reported sales were of shares held directly by four trusts for the benefit of the reporting person's children for which the reporting person's wife is trustee. The reporting person disclaims beneficial ownership of shares held or sold by such trusts. After giving effect to the sales reported in this statement, such trusts, which include (i) the GST Exempt Trust FBO TP Rutledge; (ii) the GST Exempt Trust FBO A Alonso; (iii) the Non-Exempt Trust FBO TP Rutledge; and (iv) the Non-Exempt Trust FBO A Alonso, no longer hold any of the Issuer's securities. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this statement. (F7) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $415.00 to $415.99, inclusive. |