Form 4 for CHTR Charter Communications
Accepted 2023-11-21 00:00:00 ET · period of report 2023-11-20 · accession 0001091667-23-000161 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2023-11-21 | 2023-11-20 | CHTR | Winfrey Christopher L | Pres, CEO | G - Gift | $0.00 | +6,200 | 47.7K | +15% | $0 |
| DM | 2023-11-21 | 2023-11-20 | CHTR | Winfrey Christopher L | Pres, CEO | G - Gift | $0.00 | -6,200 | 47.5K | -12% | $0 |
| DM | 2023-11-21 | 2023-09-21+ | CHTR | Winfrey Christopher L | Pres, CEO | J - Other | $0.00 | +77.8K | 0 | New | $0 |
| DMI | 2023-11-21 | 2023-09-21+ | CHTR | Winfrey Christopher L | Pres, CEO | J - Other | $0.00 | -77.8K | 260.3K | -23% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-11-20 | G | D | 47,733 | $0.00 | 38,385 | I | — | — | (F3) On November 20, 2023, the reporting person transferred 47,733 shares from the Winfrey Dynasty Trust to the GST Non-Exempt Winfrey Dynasty Trust UAD 11-24-20. |
| 2 | Common | Class A Common Stock | 2023-11-20 | G | A | 3,600 | $0.00 | 86,118 | I Shares held by GST Non-Exempt Winfrey Dynasty Trust | — | — | (F2) On November 20, 2023, the reporting person transferred 3,600 shares to the Winfrey Dynasty Trust. |
| 3 | Common | Class A Common Stock | 2023-11-20 | G | D | 3,600 | $0.00 | 43,903 | D Shares held by Winfrey Dynasty Trust | — | — | (F2) On November 20, 2023, the reporting person transferred 3,600 shares to the Winfrey Dynasty Trust. |
| 4 | Common | Class A Common Stock | 2023-11-20 | G | A | 2,600 | $0.00 | 3,545 | I Shares held by Winfrey Dynasty Trust | — | — | (F1) On November 20, 2023, the reporting person transferred 2,600 shares to the Yeniley Lorenzo Winfrey Revocable Trust U/A DTD 07/27/2001. |
| 5 | Common | Class A Common Stock | 2023-11-20 | G | D | 2,600 | $0.00 | 47,503 | D Shares held by Yeniley Lorenzo Winfrey Revocable Trust | — | — | (F1) On November 20, 2023, the reporting person transferred 2,600 shares to the Yeniley Lorenzo Winfrey Revocable Trust U/A DTD 07/27/2001. |
| 6 | Common | Class A Common Stock | 2023-11-20 | G | A | 47,733 | $0.00 | 47,733 | I | — | — | (F3) On November 20, 2023, the reporting person transferred 47,733 shares from the Winfrey Dynasty Trust to the GST Non-Exempt Winfrey Dynasty Trust UAD 11-24-20. |
| 7 | Derivative | Stock Options | 2023-10-03 | J | A | 80,329 | $0.00 | 317,309 | D | $221.25 · — to 2026-06-17 | 80,329 Class A Common Stock | (F6) On October 3, 2023, a grantor retained annuity trust transferred 80,329 stock options to the reporting person. The stock options were granted on June 17, 2016 under the Plan (with a 10-year term) as follows: 99,461 shares subject to the attainment of a $289.76 per-share hurdle; 99,462 shares subject to the attainment of a $364.97 per-share hurdle; 99,462 shares subject to the attainment of $455.66 per-share hurdle; 99,462 shares subject to the attainment of a $496.58 per-share hurdle; and 99,462 shares subject to the attainment of a $564.04 per-share hurdle. One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. All options were fully exercisable as of June 17, 2021. |
| 8 | Derivative | Stock Options | 2023-10-03 | J | D | 80,329 | $0.00 | 180,000 | I | $221.25 · — to 2026-06-17 | 80,329 Class A Common Stock | (F6) On October 3, 2023, a grantor retained annuity trust transferred 80,329 stock options to the reporting person. The stock options were granted on June 17, 2016 under the Plan (with a 10-year term) as follows: 99,461 shares subject to the attainment of a $289.76 per-share hurdle; 99,462 shares subject to the attainment of a $364.97 per-share hurdle; 99,462 shares subject to the attainment of $455.66 per-share hurdle; 99,462 shares subject to the attainment of a $496.58 per-share hurdle; and 99,462 shares subject to the attainment of a $564.04 per-share hurdle. One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. All options were fully exercisable as of June 17, 2021. |
| 9 | Derivative | Stock Options | 2023-10-03 | J | A | 53,247 | $0.00 | 236,980 | D | $221.25 · — to 2026-06-17 | 53,247 Class A Common Stock | (F5) On October 3, 2023, a grantor retained annuity trust transferred 53,247 stock options to the reporting person. The stock options were granted on June 17, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan (the "Plan") (with a 10-year term) as follows: 99,461 shares subject to the attainment of a $289.76 per-share hurdle; 99,462 shares subject to the attainment of a $364.97 per-share hurdle; 99,462 shares subject to the attainment of $455.66 per-share hurdle; 99,462 shares subject to the attainment of a $496.58 per-share hurdle; and 99,462 shares subject to the attainment of a $564.04 per-share hurdle. One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. All options were fully exercisable as of June 17, 2021. |
| 10 | Derivative | Stock Options | 2023-09-21 | J | A | 55,758 | $0.00 | 55,758 | I Held by GRAT | $512.06 · 2023-01-15 to 2030-01-15 | 55,758 Class A Common Stock | (F4) On September 21, 2023, the reporting person transferred 55,758 stock options to a grantor retained annuity trust. The stock options were granted on January 15, 2020 under the Charter Communications, Inc. Stock Incentive Plan. The options became fully exercisable on January 15, 2023. |
| 11 | Derivative | Stock Options | 2023-10-03 | J | D | 53,247 | $0.00 | 260,329 | I Held by GRAT | $221.25 · — to 2026-06-17 | 53,247 Class A Common Stock | (F5) On October 3, 2023, a grantor retained annuity trust transferred 53,247 stock options to the reporting person. The stock options were granted on June 17, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan (the "Plan") (with a 10-year term) as follows: 99,461 shares subject to the attainment of a $289.76 per-share hurdle; 99,462 shares subject to the attainment of a $364.97 per-share hurdle; 99,462 shares subject to the attainment of $455.66 per-share hurdle; 99,462 shares subject to the attainment of a $496.58 per-share hurdle; and 99,462 shares subject to the attainment of a $564.04 per-share hurdle. One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. All options were fully exercisable as of June 17, 2021. |
| 12 | Derivative | Stock Options | 2023-09-21 | J | D | 55,758 | $0.00 | 0 | D Held by GRAT | $512.06 · 2023-01-15 to 2030-01-15 | 55,758 Class A Common Stock | (F4) On September 21, 2023, the reporting person transferred 55,758 stock options to a grantor retained annuity trust. The stock options were granted on January 15, 2020 under the Charter Communications, Inc. Stock Incentive Plan. The options became fully exercisable on January 15, 2023. |