Form 4 for CHTR Charter Communications
Accepted 2023-12-04 00:00:00 ET · period of report 2023-11-30 · accession 0001091667-23-000167 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-12-04 | 2023-11-30 | CHTR | Ellen David | Executive Advisor | F - Tax | $397.47 | -990 | 13.6K | -7% | -$393.5K |
| DM | 2023-12-04 | 2023-11-30 | CHTR | Ellen David | Executive Advisor | M - OptEx | — | +1,785 | 13.7K | +15% | — |
| DM | 2023-12-04 | 2023-11-30 | CHTR | Ellen David | Executive Advisor | M - OptEx | $0.00 | -1,785 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-11-30 | F | D | 321 | $397.47 | 13,897 | D | — | — | (F3) Withholding of securities for the purpose of paying taxes. |
| 2 | Common | Class A Common Stock | 2023-11-30 | M | A | 411 | — | 14,308 | D | — | — | (F6) Pro-rata vesting of Restricted Stock Units granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 17, 2023 grant were cancelled as of November 30, 2023. (F2) Restricted Stock Unit grant - price and expiration date not applicable. |
| 3 | Common | Class A Common Stock | 2023-11-30 | F | D | 228 | $397.47 | 14,080 | D | — | — | (F3) Withholding of securities for the purpose of paying taxes. |
| 4 | Common | Class A Common Stock | 2023-11-30 | M | A | 580 | — | 14,218 | D | — | — | (F5) Pro-rata vesting of Restricted Stock Units granted on January 18, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 18, 2022 grant were cancelled as of November 30, 2023. (F2) Restricted Stock Unit grant - price and expiration date not applicable. |
| 5 | Common | Class A Common Stock | 2023-11-30 | F | D | 17 | $397.47 | 13,638 | D | — | — | (F3) Withholding of securities for the purpose of paying taxes. |
| 6 | Common | Class A Common Stock | 2023-11-30 | F | D | 424 | $397.47 | 13,626 | D | — | — | (F3) Withholding of securities for the purpose of paying taxes. |
| 7 | Common | Class A Common Stock | 2023-11-30 | M | A | 765 | — | 14,050 | D | — | — | (F1) Pro-rata vesting of Restricted Stock Units granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 15, 2021 grant were cancelled as of November 30, 2023. (F2) Restricted Stock Unit grant - price and expiration date not applicable. |
| 8 | Common | Class A Common Stock | 2023-11-30 | M | A | 29 | — | 13,655 | D | — | — | (F4) Pro-rata vesting of Restricted Stock Units granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the July 15, 2021 grant were cancelled as of November 30, 2023. (F2) Restricted Stock Unit grant - price and expiration date not applicable. |
| 9 | Derivative | Restricted Stock Units | 2023-11-30 | M | D | 411 | $0.00 | 0 | D | — · — to — | 411 Class A Common Stock | (F6) Pro-rata vesting of Restricted Stock Units granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 17, 2023 grant were cancelled as of November 30, 2023. (F2) Restricted Stock Unit grant - price and expiration date not applicable. |
| 10 | Derivative | Restricted Stock Units | 2023-11-30 | M | D | 29 | $0.00 | 0 | D | — · — to — | 29 Class A Common Stock | (F4) Pro-rata vesting of Restricted Stock Units granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the July 15, 2021 grant were cancelled as of November 30, 2023. (F2) Restricted Stock Unit grant - price and expiration date not applicable. |
| 11 | Derivative | Restricted Stock Units | 2023-11-30 | M | D | 765 | $0.00 | 0 | D | — · — to — | 765 Class A Common Stock | (F1) Pro-rata vesting of Restricted Stock Units granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 15, 2021 grant were cancelled as of November 30, 2023. (F2) Restricted Stock Unit grant - price and expiration date not applicable. |
| 12 | Derivative | Restricted Stock Units | 2023-11-30 | M | D | 580 | $0.00 | 0 | D | — · — to — | 580 Class A Common Stock | (F5) Pro-rata vesting of Restricted Stock Units granted on January 18, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 18, 2022 grant were cancelled as of November 30, 2023. (F2) Restricted Stock Unit grant - price and expiration date not applicable. |