Form 4 for CHTR Charter Communications
Accepted 2024-01-17 00:00:00 ET · period of report 2024-01-12 · accession 0001091667-24-000016 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2024-01-17 | 2024-01-12 | CHTR | Winfrey Christopher L | Pres, CEO, Dir | M - OptEx | $150.88 | +8,065 | 46.5K | +21% | +$1.22M |
| DM | 2024-01-17 | 2024-01-12 | CHTR | Winfrey Christopher L | Pres, CEO, Dir | F - Tax | $364.95 | -21.1K | 52.7K | -29% | -$7.71M |
| DI | 2024-01-17 | 2024-01-12 | CHTR | Winfrey Christopher L | Pres, CEO, Dir | F - Tax | $364.90 | -5,752 | 40.7K | -12% | -$2.10M |
| DM | 2024-01-17 | 2024-01-12 | CHTR | Winfrey Christopher L | Pres, CEO, Dir | M - OptEx | $150.88 | +29.9K | 72.8K | +70% | +$4.51M |
| DM | 2024-01-17 | 2024-01-12 | CHTR | Winfrey Christopher L | Pres, CEO, Dir | M - OptEx | $0.00 | -29.9K | 0 | -100% | $0 |
| DI | 2024-01-17 | 2024-01-12 | CHTR | Winfrey Christopher L | Pres, CEO, Dir | M - OptEx | $0.00 | -8,065 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-01-12 | M | A | 8,065 | $150.88 | 46,450 | I | — | — | (F3) To address the near-term expiration of stock options granted on January 15, 2014, the Winfrey Dynasty Trust exercised options granted under the Charter Communications, Inc. 2009 Stock Incentive Plan. |
| 2 | Common | Class A Common Stock | 2024-01-12 | F | D | 20,630 | $364.90 | 52,184 | D Shares held by Winfrey Dynasty Trust | — | — | (F2) Withholding of securities for the purpose of paying the exercise price and taxes. |
| 3 | Common | Class A Common Stock | 2024-01-12 | F | D | 490 | $366.88 | 52,653 | D | — | — | (F6) Withholding of securities for the purpose of paying taxes. |
| 4 | Common | Class A Common Stock | 2024-01-12 | F | D | 5,752 | $364.90 | 40,698 | I | — | — | (F2) Withholding of securities for the purpose of paying the exercise price and taxes. |
| 5 | Common | Class A Common Stock | 2024-01-12 | M | A | 959 | — | 53,143 | D | — | — | (F4) Restricted Stock Units granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, with an effective date of January 12, 2024. (F5) Restricted Stock Unit grant - price and expiration date not applicable. |
| 6 | Common | Class A Common Stock | 2024-01-12 | M | A | 28,911 | $150.88 | 72,814 | D Shares held by Winfrey Dynasty Trust | — | — | (F1) To address the near-term expiration of stock options granted on January 15, 2014, the reporting person exercised options granted under the Charter Communications, Inc. 2009 Stock Incentive Plan. |
| 7 | Derivative | Restricted Stock Units | 2024-01-12 | M | D | 959 | $0.00 | 0 | D | — · 2024-01-12 to — | 959 Class A Common Stock | (F4) Restricted Stock Units granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, with an effective date of January 12, 2024. (F5) Restricted Stock Unit grant - price and expiration date not applicable. |
| 8 | Derivative | Stock Options | 2024-01-12 | M | D | 28,911 | $0.00 | 0 | D Held by Winfrey Dynasty Trust | $150.88 · 2017-01-15 to 2024-01-15 | 28,911 Class A Common Stock | (F1) To address the near-term expiration of stock options granted on January 15, 2014, the reporting person exercised options granted under the Charter Communications, Inc. 2009 Stock Incentive Plan. |
| 9 | Derivative | Stock Options | 2024-01-12 | M | D | 8,065 | $0.00 | 0 | I | $150.88 · 2017-01-15 to 2024-01-15 | 8,065 Class A Common Stock | (F3) To address the near-term expiration of stock options granted on January 15, 2014, the Winfrey Dynasty Trust exercised options granted under the Charter Communications, Inc. 2009 Stock Incentive Plan. |