Form 4 for UPLD Upland Software, Inc.
Accepted 2026-05-04 16:50:19 ET · period of report 2026-04-30 · accession 0001094792-26-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-05-04 16:50 | 2026-04-30 | UPLD | MCDONALD JOHN T | Dir | A - Grant | $0.00 | +250.0K | 2.64M | +10% | $0 |
| D | 2026-05-04 16:50 | 2026-04-30 | UPLD | MCDONALD JOHN T | Dir | D - Sale to Iss | $0.00 | -250.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-04-30 | A | A | 250,000 | $0.00 | 2,640,887 | D | — | — | (F1) The restricted stock units will vest on the earliest of (i) February 28, 2028, subject to Mr. McDonald's continued service on the Issuer's board of directors through such date, (ii) the termination of his service on the Board without Cause, as that term is defined in Mr. McDonald's employment agreement and (iii) a Change in Control, as defined in the Issuer's 2024 Omnibus Incentive Plan. |
| 2 | Derivative | Performance Share Unit | 2026-04-30 | D | D | 250,000 | $0.00 | 0 | D | $0.00 · — to — | 250,000 Common Stock | (F3) The performance stock units canceled effective April 30, 2026 in accordance with that certain Transition Agreement dated February 25, 2026 by and between the Issuer and Mr. McDonald. (F3) The performance stock units canceled effective April 30, 2026 in accordance with that certain Transition Agreement dated February 25, 2026 by and between the Issuer and Mr. McDonald. |