Form 4 for MVST Microvast Holdings, Inc.
Accepted 2021-07-27 00:00:00 ET · period of report 2021-07-23 · accession 0001094891-21-000268 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-07-27 | 2021-07-23 | MVST | Vogel Stephen A | Dir | C - Cnv Deriv | $10.00 | +150.0K | 150.0K | New | +$1.50M |
| DI | 2021-07-27 | 2021-07-23 | MVST | Vogel Stephen A | Dir | J - Other | $0.00 | -1.96M | 5.40M | -27% | $0 |
| DM | 2021-07-27 | 2021-07-23 | MVST | Vogel Stephen A | Dir | C - Cnv Deriv | $10.00 | -150.0K | 541.0K | -22% | -$1.50M |
| D | 2021-07-27 | 2021-07-23 | MVST | Vogel Stephen A | Dir | A - Grant | $10.00 | +150.0K | 0 | New | +$1.50M |
| DI | 2021-07-27 | 2021-07-23 | MVST | Vogel Stephen A | Dir | J - Other | $0.00 | -167.6K | 391.0K | -30% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-23 | C | A | 150,000 | $10.00 | 150,000 | D | — | — | |
| 2 | Common | Common Stock | 2021-07-23 | J | D | 1,964,269 | $0.00 | 5,404,320 | I By Tuscan Holdings Acquisition LLC | — | — | (F2) The reporting person is the sole managing member of this entity. |
| 3 | Derivative | Convertible Promissory Notes | 2021-07-23 | C | D | 150,000 | $10.00 | 541,012 | D | $10.00 · — to — | 150,000 Units | (F5) The promissory note was convertible, at the holder's option, upon the closing of the Issuer's initial business combination, into 150,000 units, each unit consisting of 1 share of common stock and 1 warrant. The aggregate principal amount of notes not so converted would be repaid upon the closing of the Issuer's initial business combination. |
| 4 | Derivative | Convertible Promissory Note | 2021-07-23 | A | A | 150,000 | $10.00 | 0 | D | $10.00 · — to — | 150,000 Units | (F5) The promissory note was convertible, at the holder's option, upon the closing of the Issuer's initial business combination, into 150,000 units, each unit consisting of 1 share of common stock and 1 warrant. The aggregate principal amount of notes not so converted would be repaid upon the closing of the Issuer's initial business combination. |
| 5 | Derivative | Warrants | 2021-07-23 | J | D | 167,577 | $0.00 | 391,012 | I By Tuscan Holdings Acquisition LLC | $11.50 · — to — | 167,577 Common Stock | (F2) The reporting person is the sole managing member of this entity. (F3) The warrants will become exercisable 30 days after completion of the Issuer's initial business combination. (F4) The warrants expire on the fifth anniversary of the completion of the Issuer's initial business combination. |
| 6 | Derivative | Warrants | 2021-07-23 | C | A | — | $10.00 | — | D | $11.50 · — to — | 150,000 Common Stock | (F3) The warrants will become exercisable 30 days after completion of the Issuer's initial business combination. (F4) The warrants expire on the fifth anniversary of the completion of the Issuer's initial business combination. |