Form 4 for HGTY Hagerty, Inc.
Accepted 2024-07-08 00:00:00 ET · period of report 2024-07-03 · accession 0001096343-24-000091 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-07-08 | 2024-07-03 | HGTY | MARKEL GROUP INC. | 10% | J - Other | — | +108.0K | 3.11M | +4% | — |
| D | 2024-07-08 | 2024-07-03 | HGTY | MARKEL GROUP INC. | 10% | J - Other | — | -540.0K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-07-03 | J | A | 108,000 | — | 3,108,000 | D | — | — | (F1) The reported warrants were exchanged for shares of Class A Common Stock, at a rate of 0.20 shares of Class A Common Stock per warrant, pursuant to the terms of an exchange offer made by the Issuer that expired at one minute after 11:59 p.m., Eastern Time, on July 2, 2024. |
| 2 | Derivative | Warrants to purchase Class A Common Stock | 2024-07-03 | J | D | 540,000 | — | 0 | D | $11.50 · 2022-01-01 to 2026-12-02 | 540,000 Class A Common Stock | (F1) The reported warrants were exchanged for shares of Class A Common Stock, at a rate of 0.20 shares of Class A Common Stock per warrant, pursuant to the terms of an exchange offer made by the Issuer that expired at one minute after 11:59 p.m., Eastern Time, on July 2, 2024. |