Form 4 for SNFCA SECURITY NATIONAL FINANCIAL CORP
Accepted 2021-08-17 00:00:00 ET · period of report 2021-07-17 · accession 0001096906-21-002067 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-17 | 2021-07-16 | SNFCA | Johnson Stephen Charles | Vice Pres-Mortgage Ops | J - Other | $8.52 | +410 | 8,603 | +5% | +$3,493 |
| D | 2021-08-17 | 2020-07-17 | SNFCA | Johnson Stephen Charles | Vice Pres-Mortgage Ops | M - OptEx | $5.72 | +4,543 | 8,193 | +124% | +$26.0K |
| DM | 2021-08-17 | 2013-12-06+ | SNFCA | Johnson Stephen Charles | Vice Pres-Mortgage Ops | A - Grant | $4.36 | +68.9K | 4,327 | New | +$300.0K |
| D | 2021-08-17 | 2012-04-13 | SNFCA | Johnson Stephen Charles | Vice Pres-Mortgage Ops | M - OptEx | $1.01 | -4,543 | 0 | -100% | -$4,588 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-07-16 | J | A | 410 | $8.52 | 8,603 | D | — | — | (F2) Owned through a trust by the reporting person and his wife. Does not include shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan, shares of Class A Common Stock owned indirectly by the reporting person in the Employee Stock Ownership Plan (ESOP), and shares of Class A Common Stock owned indirectly by the reporting person in the Non-Qualified Deferred Compensation Plan. |
| 2 | Common | Class A Common Stock | 2020-07-17 | M | A | 4,543 | $5.72 | 8,193 | D | — | — | (F2) Owned through a trust by the reporting person and his wife. Does not include shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan, shares of Class A Common Stock owned indirectly by the reporting person in the Employee Stock Ownership Plan (ESOP), and shares of Class A Common Stock owned indirectly by the reporting person in the Non-Qualified Deferred Compensation Plan. |
| 3 | Derivative | Employee Stock Option (right to buy) | 2014-12-05 | A | A | 8,242 | $3.61 | 8,242 | D | $3.61 · 2015-03-05 to 2024-12-05 | 8,242 Class A Common Stock | (F6) This option was granted on December 5, 2014 as an option for 6,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. |
| 4 | Derivative | Employee Stock Option (right to buy) | 2020-03-27 | A | A | 10,250 | $3.67 | 10,250 | D | $3.67 · 2020-06-27 to 2030-03-27 | 10,250 Class A Common Stock | (F11) This option was granted on March 27, 2020 as an option for 10,000 shares of Class A Common Stock at an exercise price of $3.76 per share, but adjusted pursuant to the anti-dilution provisions in the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. This option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested. |
| 5 | Derivative | Employee Stock Option (right to buy) | 2019-12-06 | A | A | 10,763 | $5.06 | 10,763 | D | $5.06 · 2019-03-01 to 2029-12-06 | 10,763 Class A Common Stock | (F10) This option was granted on December 6, 2019 as an option for 10,000 shares of Class A Common Stock at an exercise price of $5.46 per share, but adjusted pursuant to the anti-dilution provisions in the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2017-12-01 | A | A | 11,865 | $4.22 | 11,865 | D | $4.22 · 2018-03-01 to 2027-12-01 | 11,865 Class A Common Stock | (F9) This option was granted on December 1, 2017 as an option for 10,000 shares of Class A Common Stock at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions in the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2016-12-02 | A | A | 6,230 | $5.59 | 6,230 | D | $5.59 · 2017-03-02 to 2026-12-02 | 6,230 Class A Common Stock | (F8) This option was granted on December 2, 2016 as an option for 5,000 shares of Class A Common Stock at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. |
| 8 | Derivative | Employee Stock Option (right to buy) | 2015-12-04 | A | A | 13,082 | $5.07 | 13,082 | D | $5.07 · 2016-03-04 to 2025-12-04 | 13,082 Class A Common Stock | (F7) This option was granted on December 4, 2015 as an option for 10,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. |
| 9 | Derivative | Employee Stock Option (right to buy) | 2014-07-02 | A | A | 4,121 | $3.08 | 4,121 | D | $3.08 · 2014-10-02 to 2024-07-02 | 4,121 Class A Common Stock | (F5) This option was granted on July 2, 2014 as an option for 3,000 shares of Class A Common Stock at an exercise price of $4.29 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. |
| 10 | Derivative | Employee Stock Option (right to buy) | 2013-12-06 | A | A | 4,327 | $3.30 | 4,327 | D | $3.30 · 2014-03-06 to 2023-12-06 | 4,327 Class A Common Stock | (F4) This option was granted on December 6, 2013 as an option for 3,000 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. |
| 11 | Derivative | Employee Stock Option (right to buy) | 2012-04-13 | M | D | 4,543 | $1.01 | 0 | D | $1.01 · 2012-07-13 to 2022-04-13 | 4,543 Class A Common Stock | (F3) This option was granted on April 13, 2012 as an option for 3,000 shares of Class A Common Stock at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020, and a 5% stock dividend paid on July 16, 2021. |