Form 4 for SNFCA SECURITY NATIONAL FINANCIAL CORP
Accepted 2021-08-17 00:00:00 ET · period of report 2021-07-08 · accession 0001096906-21-002068 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-17 | 2021-07-16 | SNFCA | Stephens Jeffrey Russell | Sr Gen Counsel, Corp Sec | J - Other | $8.52 | +420 | 8,819 | +5% | +$3,578 |
| DM | 2021-08-17 | 2021-07-08 | SNFCA | Stephens Jeffrey Russell | Sr Gen Counsel, Corp Sec | M - OptEx | $8.55 | +7,394 | 4,792 | New | +$63.2K |
| DM | 2021-08-17 | 2014-07-02+ | SNFCA | Stephens Jeffrey Russell | Sr Gen Counsel, Corp Sec | A - Grant | $4.48 | +53.2K | 3,435 | New | +$238.7K |
| DM | 2021-08-17 | 2012-04-13+ | SNFCA | Stephens Jeffrey Russell | Sr Gen Counsel, Corp Sec | M - OptEx | $2.13 | -7,394 | 0 | -100% | -$15.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-07-16 | J | A | 420 | $8.52 | 8,819 | D | — | — | (F2) Does not include shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan. |
| 2 | Common | Class A Common Stock | 2021-07-08 | M | A | 3,607 | $8.55 | 8,399 | D | — | — | |
| 3 | Common | Class A Common Stock | 2021-07-08 | M | A | 3,787 | $8.55 | 4,792 | D | — | — | |
| 4 | Derivative | Employee Stock Option (right to buy) | 2015-12-04 | A | A | 6,542 | $5.07 | 6,542 | D | $5.07 · 2016-03-04 to 2025-12-04 | 6,542 Class A Common Stock | (F7) This option was granted on December 4, 2015 as an option for 5,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020, a 2 1/2% stock dividend paid on July 17, 2020, and a 5% stock dividend paid on July 16, 2021. |
| 5 | Derivative | Employee Stock Option (right to buy) | 2020-03-27 | A | A | 7,688 | $3.67 | 7,688 | D | $3.67 · 2020-06-27 to 2030-03-27 | 7,688 Class A Common Stock | (F12) This option was granted on March 27, 2020 as an option for 7,500 shares of Class A Common Stock at an exercise price of $3.76 per share; but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a stock dividend paid on July 17, 2020; and a 2 1/2% stock dividend paid on July 17, 2020, and a 5% stock dividend paid on July 16, 2021. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2019-12-06 | A | A | 8,072 | $5.06 | 8,072 | D | $5.06 · 2020-03-06 to 2029-12-06 | 8,072 Class A Common Stock | (F11) This option was granted on December 6, 2019 as an option for 7,500 shares of Class A Common Stock at an exercise price of $5.46 per share, but adjusted pursuant to the anti-dilutions provisions of the 2013 Stock Option Plan to reflect a stock dividend paid on February 7, 2020, a 2 1/2% stock dividend paid on July 17, 2020, and a 5% stock dividend paid on July 16, 2021. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2018-11-30 | A | A | 8,476 | $4.86 | 8,476 | D | $4.86 · 2019-02-28 to 2028-11-30 | 8,476 Class A Common Stock | (F10) This option was granted on November 30, 2018 as an option for 7,500 shares of Class A Common Stock at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilutions provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020, a 2 1/2% stock dividend paid on July 17, 2020, and a 5% stock dividend paid on July 16, 2021. |
| 8 | Derivative | Employee Stock Option (right to buy) | 2017-12-01 | A | A | 5,934 | $4.22 | 5,934 | D | $4.22 · 2018-03-01 to 2027-12-01 | 5,934 Class A Common Stock | (F9) This option was granted on December 1, 2017 as an option for 5,000 shares of Class A Common Stock at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018, February 1, 2019, and February 7, 2020, a 2 1/2% stock dividend paid on July 17, 2020, and a 5% stock dividend paid on July 16, 2021. |
| 9 | Derivative | Employee Stock Option (right to buy) | 2016-12-02 | A | A | 6,230 | $5.59 | 6,230 | D | $5.59 · 2017-03-02 to 2026-12-02 | 6,230 Class A Common Stock | (F8) This option was granted on December 2, 2016 as an option for 5,000 shares of Class A Common Stock at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020, a 2 1/2% stock dividend paid on July 17, 2020, and a 5% stock dividend paid on July 16, 2021. |
| 10 | Derivative | Employee Stock Option (right to buy) | 2014-12-05 | A | A | 6,869 | $3.61 | 6,869 | D | $3.61 · 2015-03-05 to 2024-12-05 | 6,869 Class A Common Stock | (F6) This option was granted on December 5, 2014 as an option for 5,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020, a 2 1/2% stock dividend paid on July 17, 2020, and a 5% stock dividend paid on July 16, 2021. |
| 11 | Derivative | Employee Stock Option (right to buy) | 2014-07-02 | A | A | 3,435 | $3.08 | 3,435 | D | $3.08 · 2014-10-02 to 2024-07-02 | 3,435 Class A Common Stock | (F5) This option was granted on July 2, 2014 as an option for 2,500 shares of Class A Common Stock at an exercise price of $4.29 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020, a 2 1/2% stock dividend paid on July 17, 2020, and a 5% stock dividend paid on July 16, 2021. |
| 12 | Derivative | Employee Stock Option (right to buy) | 2013-12-06 | M | D | 3,607 | $3.30 | 0 | D | $3.30 · 2014-03-06 to 2023-12-06 | 3,607 Class A Common Stock | (F4) This option was granted on December 6, 2013 as an option for 2,500 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the Amended and Restated 2013 Stock Option and Other Equity Incentive Awards Plan (the "2013 Stock Option Plan") to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, February 7, 2020, a 2 1/2% stock dividend paid on July 17, 2020, and a 5% stock dividend paid on July 16, 2021. |
| 13 | Derivative | Employee Stock Option (right to buy) | 2012-04-13 | M | D | 3,787 | $1.01 | 0 | D | $1.01 · 2012-07-13 to 2022-04-13 | 3,787 Class A Common Stock | (F3) This option was granted on April 13, 2012 as an option for 5,000 shares of Class A Common Stock at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, February 7, 2020, a 2 1/2% stock dividend paid on July 17, 2020, and a 5% stock dividend paid on July 16, 2021. |