Form 4 for SNFCA SECURITY NATIONAL FINANCIAL CORP
Accepted 2021-08-25 00:00:00 ET · period of report 2021-06-25 · accession 0001096906-21-002160 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-25 | 2021-07-16 | SNFCA | Overbaugh Jason G. | VP, Ntnl Marketing Dir-Life Ins, Dir | J - Other | $8.29 | +5,119 | 107.5K | +5% | +$42.4K |
| D | 2021-08-25 | 2021-06-25 | SNFCA | Overbaugh Jason G. | VP, Ntnl Marketing Dir-Life Ins, Dir | M - OptEx | $9.00 | +16.5K | 102.4K | +19% | +$148.1K |
| D | 2021-08-25 | 2021-07-16 | SNFCA | Overbaugh Jason G. | VP, Ntnl Marketing Dir-Life Ins, Dir | S - Sale+OE | $8.48 | -2,950 | 104.5K | -3% | -$25.0K |
| DM | 2021-08-25 | 2015-12-04+ | SNFCA | Overbaugh Jason G. | VP, Ntnl Marketing Dir-Life Ins, Dir | A - Grant | $4.73 | +164.9K | 26.2K | New | +$780.8K |
| D | 2021-08-25 | 2014-12-05 | SNFCA | Overbaugh Jason G. | VP, Ntnl Marketing Dir-Life Ins, Dir | M - OptEx | $3.61 | -27.5K | 0 | -100% | -$99.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-07-16 | J | A | 5,119 | $8.29 | 107,483 | D | — | — | (F2) Does not include shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan and shares of Class A Common Stock owned indirectly by the reporting person in the Non-Qualified Deferred Compensation Plan. |
| 2 | Common | Class A Common Stock | 2021-06-25 | M | A | 16,452 | $9.00 | 102,364 | D | — | — | (F2) Does not include shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan and shares of Class A Common Stock owned indirectly by the reporting person in the Non-Qualified Deferred Compensation Plan. |
| 3 | Common | Class A Common Stock | 2021-07-16 | S | D | 2,950 | $8.48 | 104,533 | D | — | — | (F2) Does not include shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan and shares of Class A Common Stock owned indirectly by the reporting person in the Non-Qualified Deferred Compensation Plan. |
| 4 | Derivative | Employee Stock Option (right to buy) | 2017-12-01 | A | A | 22,574 | $4.22 | 22,574 | D | $4.22 · 2018-03-01 to 2027-12-01 | 22,574 Class C Common Stock | (F6) This option was granted on December 1, 2017 as an option to purchase either 20,000 shares of Class A Common Stock at an exercise price of $5.05 per share or 20,000 shares of Class C Common Stock at an exercise price of $5.05 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 20,000 shares of Class C Common Stock at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018, February 1, 2019, and February 7, 2020, a 2 1/2% stock dividend paid on July 17, 2020, and a 5% stock dividend paid on July 16, 2021. |
| 5 | Derivative | Employee Stock Option (right to buy) | 2016-12-02 | A | A | 24,919 | $5.59 | 24,919 | D | $5.59 · 2017-03-02 to 2026-12-02 | 24,919 Class A Common Stock | (F5) This option was granted on December 2, 2016 as an option to purchase 20,000 shares of Class A Common Stock at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020, a 2 1/2% stock dividend paid on July 17, 2020, and a 5% stock dividend paid on July 16, 2021. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2020-03-27 | A | A | 30,750 | $3.67 | 30,750 | D | $3.67 · 2020-06-27 to 2030-03-27 | 30,750 Class C Common Stock | (F9) This option was granted on March 27, 2020 as an option to purchase either 30,000 shares of Class A Common Stock at an exercise price of $3.76 per share or 30,000 shares of Class C Common Stock at an exercise price of $3.76 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 30,000 shares of Class C Common Stock at an exercise price of $3.76 per share, a 2 1/2% stock dividend paid on July 17, 2020, and a 5% stock dividend paid on July 16, 2021. This option vests in four equal quarterly installments of Class C Common Stock, beginning on June 27, 2020, until such shares are fully vested. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2014-12-05 | M | D | 27,473 | $3.61 | 0 | D | $3.61 · 2015-03-05 to 2024-12-05 | 27,473 Class A Common Stock | (F3) This option was granted on December 5, 2014 as an option to purchase 20,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the Amended and Restated 2013 Stock Option and Other Equity Incentive Awards Plan (the "2013 Stock Option Plan") to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020, a 2 1/2% stock dividend paid on July 17, 2020, and a 5% stock dividend paid on July 16, 2021. |
| 8 | Derivative | Employee Stock Option (right to buy) | 2018-11-30 | A | A | 28,252 | $4.86 | 28,252 | D | $4.86 · 2019-02-28 to 2028-11-30 | 28,252 Class C Common Stock | (F7) This option was granted on November 30, 2018 as an option to purchase either 25,000 shares of Class A Common Stock at an exercise price of $5.52 per share or 25,000 shares of Class C Common Stock at an exercise price of $5.52 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 25,000 shares of Class C Common Stock at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution rights of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020, a 2 1/2% stock dividend paid on July 17, 2020, and a 5% stock dividend paid on July 16, 2021. |
| 9 | Derivative | Employee Stock Option (right to buy) | 2019-12-06 | A | A | 32,288 | $5.06 | 32,288 | D | $5.06 · 2020-03-06 to 2029-12-06 | 32,288 Class C Common Stock | (F8) This option was granted on December 6, 2019 as an option to purchase either 30,000 shares of Class A Common Stock at an exercise price of $5.46 per share or 30,000 shares of Class C Common Stock at an exercise price of $5.46 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 30,000 shares of Class C Common Stock at an exercise price of $5.46 per share, but adjusted pursuant to the anti-dilution rights of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020, a 2 1/2% stock dividend paid on July 17, 2020, and a 5% stock dividend paid on July 16, 2021. |
| 10 | Derivative | Employee Stock Option (right to buy) | 2015-12-04 | A | A | 26,165 | $5.07 | 26,165 | D | $5.07 · 2016-03-04 to 2025-12-04 | 26,165 Class A Common Stock | (F4) This option was granted on December 4, 2015 as an option to purchase 20,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020, a 2 1/2% stock dividend paid on July 17, 2020, and a 5% stock dividend paid on July 16, 2021. |