Form 4 for SNFCA SECURITY NATIONAL FINANCIAL CORP
Accepted 2021-09-15 00:00:00 ET · period of report 2021-07-01 · accession 0001096906-21-002274 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-15 | 2021-07-01 | SNFCA | Quist Adam George | VP, GC, Dir | M - OptEx | $8.82 | +5,516 | 7,730 | +249% | +$48.7K |
| D | 2021-09-15 | 2021-07-16 | SNFCA | Quist Adam George | VP, GC, Dir | J - Other | $8.29 | +387 | — | New | +$3,208 |
| DM | 2021-09-15 | 2016-12-02+ | SNFCA | Quist Adam George | VP, GC, Dir | A - Grant | — | 0 | 17.8K | New | — |
| DM | 2021-09-15 | 2014-12-05+ | SNFCA | Quist Adam George | VP, GC, Dir | M - OptEx | — | 0 | 0 | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-07-01 | M | A | 1,623 | $8.82 | 3,837 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-07-01 | M | A | 3,893 | $8.82 | 7,730 | D | — | — | |
| 3 | Common | Class A Common Stock | 2021-07-16 | J | A | 387 | $8.29 | — | D | — | — | |
| 4 | Derivative | Employee Stock Option (right to buy) | 2018-11-30 | A | A | — | $4.86 | 37,669 | D | $4.86 · 2019-02-28 to 2028-11-30 | — Class A Common Stock | (F7) This option was granted on November 30, 2018 as an option to purchase either 20,000 shares of Class A Common Stock at an exercise price of $5.52 per share or 20,000 shares of Class C Common Stock at an exercise price of $5.52 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 20,000 shares of Class C Common Stock at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. |
| 5 | Derivative | Employee Stock Option (right to buy) | 2020-03-27 | A | A | — | $3.67 | — | D | $3.67 · 2020-06-27 to 2030-03-27 | — Class A Common Stock | (F9) This option was granted on March 27, 2020 as an option to purchase either 35,000 shares of Class A Common Stock at an exercise price of $3.76 per share or 35,000 shares of Class C Common Stock at an exercise price of $3.76 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 35,000 shares of Class C Common Stock at an exercise price of $3.76 per share; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2019-12-06 | A | A | — | $5.06 | 35,875 | D | $5.06 · 2020-03-06 to 2029-12-06 | — Class A Common Stock | (F8) This option was granted on December 6, 2019 as an option to purchase either 35,000 shares of Class A Common Stock at an exercise price of $5.46 per share or 35,000 shares of Class C Common Stock at an exercise price of $5.46 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 35,000 shares of Class C Common Stock at an exercise price of $5.46 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020; and a 2 1/2% stock dividend paid on July 17, 2020. This option vests in four equal quarterly installments of Class C Common Stock, beginning on March 6, 2020, until such shares are fully vested; and a 5% stock dividend paid on July 16, 2021. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2017-12-01 | A | A | — | $5.05 | 22,601 | D | $4.22 · 2018-03-01 to 2027-12-01 | — Class A Common Stock | (F6) This option was granted on December 1, 2017 as an option to purchase either 15,000 shares of Class A Common Stock at an exercise price of $5.05 per share or 15,000 shares of Class C Common Stock at an exercise price of $5.05 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 15,000 shares of Class C Common Stock at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018, February 1 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. |
| 8 | Derivative | Employee Stock Option (right to buy) | 2016-12-02 | A | A | — | $5.59 | 17,799 | D | $5.59 · 2017-03-02 to 2026-12-02 | — Class A Common Stock | (F5) This option was granted on December 2, 2016 as an option for 10,000 shares of Class A Common Stock at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. |
| 9 | Derivative | Employee Stock Option (right to buy) | 2015-12-04 | M | D | — | $6.76 | 12,459 | D | $5.07 · 2016-03-04 to 2025-12-04 | — Class A Common Stock | (F4) This option was granted on December 4, 2015 as an option for 10,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. |
| 10 | Derivative | Employee Stock Option (right to buy) | 2014-12-05 | M | D | — | $2.00 | 0 | D | $3.61 · 2015-03-05 to 2024-12-05 | — Class A Common Stock | (F3) This option was granted on December 5, 2014 as an option for 2,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the Amended and Restated 2013 Stock Option and Other Equity Incentive Awards Plan (the "2013 Stock Option Plan") to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. |