Form 4 for SNFCA SECURITY NATIONAL FINANCIAL CORP
Accepted 2022-02-16 00:00:00 ET · period of report 2022-02-11 · accession 0001096906-22-000345 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-16 | 2022-02-11 | SNFCA | Quist S. Andrew | VP, GC, Dir | M - OptEx | $9.89 | +23.9K | 31.7K | +305% | +$235.9K |
| DM | 2022-02-16 | 2013-12-06+ | SNFCA | Quist S. Andrew | VP, GC, Dir | A - Grant | $5.02 | +314.9K | 24.9K | New | +$1.58M |
| D | 2022-02-16 | 2012-04-13 | SNFCA | Quist S. Andrew | VP, GC, Dir | M - OptEx | $0.96 | -23.9K | 23.9K | -50% | -$22.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-02-11 | M | A | 23,852 | $9.89 | 31,680 | D | — | — | (F1) Does not include shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan and shares of Class A Common Stock owned indirectly by the reporting person in the Non-Qualified Deferred Compensation Plan. |
| 2 | Derivative | Employee Stock Option (right to buy) | 2013-12-06 | A | A | 15,144 | $3.14 | 15,144 | D | $3.14 · 2014-03-06 to 2023-12-06 | 15,144 Class A Common Stock | (F3) This option was granted on December 6, 2013 as an option for 10,000 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the Amended and Restated 2013 Stock Option and Other Equity Incentive Awards Plan (the "2013 Stock Option Plan") to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. |
| 3 | Derivative | Employee Stock Option (right to buy) | 2014-07-02 | A | A | 14,423 | $2.93 | 14,423 | D | $2.93 · 2014-10-02 to 2024-07-02 | 14,423 Class A Common Stock | (F4) This option was granted on July 2, 2014 as an option for 10,000 shares of Class A Common Stock at an exercise price of $4.29 per share but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. |
| 4 | Derivative | Employee Stock Option (right to buy) | 2014-12-05 | A | A | 28,847 | $3.43 | 28,847 | D | $3.43 · 2015-03-05 to 2024-12-05 | 28,847 Class A Common Stock | (F5) This option was granted on December 5, 2014 as an option for 20,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. |
| 5 | Derivative | Employee Stock Option (right to buy) | 2015-12-04 | A | A | 27,473 | $4.82 | 27,473 | D | $4.82 · 2016-03-04 to 2025-12-04 | 27,473 Class A Common Stock | (F6) This option was granted on December 4, 2015 as an option for 20,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2016-12-02 | A | A | 26,165 | $5.31 | 26,165 | D | $5.31 · 2017-03-02 to 2026-12-02 | 26,165 Class A Common Stock | (F7) This option was granted on December 2, 2016 as an option for 20,000 shares of Class A Common Stock at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021 |
| 7 | Derivative | Employee Stock Option (right to buy) | 2018-11-30 | A | A | 29,665 | $4.62 | 29,665 | D | $4.62 · 2019-02-28 to 2028-11-30 | 29,665 Class C Common Stock | (F9) This option was granted on November 30, 2018 as an option for either 25,000 shares of Class A Common Stock at an exercise price of $5.52 per share or 25,000 shares of Class C Common Stock at an exercise price of $5.52 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 25,000 shares of Class C Common Stock at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. |
| 8 | Derivative | Employee Stock Option (right to buy) | 2019-12-06 | A | A | 45,203 | $4.81 | 45,203 | D | $4.81 · 2020-03-06 to 2029-12-06 | 45,203 Class C Common Stock | (F10) This option was granted on December 6, 2019 as an option for either 40,000 shares of Class A Common Stock at an exercise price of $5.46 per share or 40,000 shares of Class C Common Stock at an exercise price of $5.46 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 40,000 shares of Class C Common Stock at an exercise price of $5.46 per share, but adjusted pursuant to the anti-dilution rights of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020. This option vests in four equal quarterly installments of Class C Common Stock, beginning on March 6, 2020, until such shares are fully vested; and a 2.5% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. |
| 9 | Derivative | Employee Stock Option (right to buy) | 2020-03-27 | A | A | 43,050 | $3.49 | 43,050 | D | $3.49 · 2020-06-27 to 2030-03-27 | 43,050 Class C Common Stock | (F11) This option was granted on March 27, 2020 as an option for either 40,000 shares of Class A Common Stock at an exercise price of $3.76 per share or 40,000 shares of Class C Common Stock at an exercise price of $3.76 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 40,000 shares of Class C Common Stock at an exercise price of $3.76 per share. This option vests in four equal quarterly installments of Class C Common Stock, beginning on June 27, 2020, until such shares are fully vested; and a 2.5% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. |
| 10 | Derivative | Employee Stock Option (right to buy) | 2021-12-03 | A | A | 60,000 | $8.62 | 60,000 | D | $8.62 · 2022-03-03 to 2031-12-03 | 60,000 Class C Common Stock | (F12) This option was granted on December 3, 2021 as an option for either 60,000 shares of Class A Common Stock at an exercise price of $8.62 per share or 60,000 shares of Class C Common Stock at an exercise price of $8.62 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 60,000 shares of Class C Common Stock at an exercise price of $8.62 per share. This option reflects the reporting person's electionto have an option for 60,000 shares of Class C Common Stock at an exercise price of $8.62 per share. The option vests in four equal quarterly installments of Class C Common Stock, beginning on March 3, 2022, until such shares are fully vested. |
| 11 | Derivative | Employee Stock Option (right to buy) | 2012-04-13 | M | D | 23,852 | $0.96 | 23,852 | D | $0.96 · 2012-07-13 to 2022-04-13 | 23,852 Class A Common Stock | (F2) This option was granted on April 13, 2012 as an option for 15,000 shares of Class A Common Stock at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. |
| 12 | Derivative | Employee Stock Option (right to buy) | 2017-12-01 | A | A | 24,919 | $4.01 | 24,919 | D | $4.01 · 2018-03-01 to 2027-12-01 | 24,919 Class C Common Stock | (F8) This option was granted on December 1, 2017 as an option for either 20,000 shares of Class A Common Stock at an exercise price of $5.05 per share or 20,000 shares of Class C Common Stock at an exercise price of $5.05 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 20,000 shares of Class C Common Stock at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. |