Form 4 for SNFCA SECURITY NATIONAL FINANCIAL CORP
Accepted 2023-06-21 00:00:00 ET · period of report 2023-06-16 · accession 0001096906-23-001332 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-21 | 2023-06-16 | SNFCA | FULLER GILBERT A | Dir | M - OptEx | $8.56 | +9,652 | 16.2K | +147% | +$82.6K |
| DM | 2023-06-21 | 2014-12-05+ | SNFCA | FULLER GILBERT A | Dir | A - Grant | $4.69 | +20.7K | 37.2K | +125% | +$97.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-06-16 | M | A | 9,652 | $8.56 | 16,234 | D | — | — | |
| 2 | Derivative | Director Stock Option (right to buy) | 2016-12-07 | A | A | 1,373 | $5.27 | 8,242 | D | $5.27 · 2017-03-07 to 2026-12-07 | 1,373 Class A Common Stock | (F6) This option was granted on December 7, 2016 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.36 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022. |
| 3 | Derivative | Director Stock Option (right to buy) | 2014-12-05 | A | D | 7,573 | $3.26 | 0 | D | $3.26 · 2015-03-05 to 2024-12-05 | 7,573 Class A Common Stock | (F1) This option was granted on December 5, 2014 as an option for 5,000 shares of Class A Common Stock under the Amended and Restated 2014 Director Stock Option Plan (the "2014 Director Stock Option Plan") at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022. |
| 4 | Derivative | Director Stock Option (right to buy) | 2014-12-07 | A | D | 1,516 | $3.26 | 0 | D | $3.26 · 2015-03-07 to 2024-12-07 | 1,516 Class A Common Stock | (F2) This option was granted on December 7, 2014 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022. |
| 5 | Derivative | Director Stock Option (right to buy) | 2015-12-04 | A | D | 7,211 | $4.58 | 0 | D | $4.58 · 2016-03-04 to 2025-12-04 | 7,211 Class A Common Stock | (F3) This option was granted on December 4, 2015 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022. |
| 6 | Derivative | Director Stock Option (right to buy) | 2015-12-07 | A | D | 1,444 | $4.58 | 0 | D | $4.58 · 2016-03-07 to 2025-12-07 | 1,444 Class A Common Stock | (F4) This option was granted on December 7, 2015 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022. |
| 7 | Derivative | Director Stock Option (right to buy) | 2016-12-02 | A | A | 6,869 | $5.04 | 6,869 | D | $5.04 · 2017-03-02 to 2026-12-02 | 6,869 Class A Common Stock | (F5) This option was granted on December 2, 2016 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022. |
| 8 | Derivative | Restricted Stock Unit | 2022-12-02 | A | A | 1,215 | $6.48 | 38,444 | D | $6.48 · 2023-04-02 to 2023-12-31 | 1,215 Class A Common Stock | (F12) These restricted stock units were granted on December 2, 2022 for 1,620 shares of Class A Common Stock under the 2022 Equity Incentive Plan at a price of $6.48. The units granted vest quarterly, and will be fully vested on December 31, 2023. |
| 9 | Derivative | Director Stock Option (right to buy) | 2017-12-01 | A | A | 1,308 | $3.81 | 9,550 | D | $3.81 · 2018-03-01 to 2027-12-01 | 1,308 Class A Common Stock | (F7) This option was granted on December 1, 2017 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022. |
| 10 | Derivative | Director Stock Option (right to buy) | 2018-11-30 | A | A | 7,478 | $4.39 | 17,028 | D | $4.39 · 2019-02-28 to 2028-01-30 | 7,478 Class A Common Stock | (F8) This option was granted on November 30, 2018 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022. |
| 11 | Derivative | Director Stock Option (right to buy) | 2019-12-06 | A | A | 7,120 | $4.57 | 24,148 | D | $4.57 · 2020-03-06 to 2029-12-06 | 7,120 Class A Common Stock | (F9) This option was granted on December 6, 2019 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020, a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022. |
| 12 | Derivative | Director Stock Option (right to buy) | 2020-03-27 | A | A | 6,781 | $3.32 | 30,929 | D | $3.32 · 2020-06-27 to 2030-03-27 | 6,781 Class A Common Stock | (F10) This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share; a 5% stock dividend paid on February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022. |
| 13 | Derivative | Director Stock Option (right to buy) | 2021-12-03 | A | A | 6,300 | $8.19 | 37,229 | D | $8.19 · 2022-03-03 to 2031-12-03 | 6,300 Class A Common Stock | (F11) This option was granted on December 3, 2021 as an option for 6,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $8.62 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on July 08, 2022. |