Form 4 for SNFCA SECURITY NATIONAL FINANCIAL CORP
Accepted 2023-07-05 00:00:00 ET · period of report 2023-07-03 · accession 0001096906-23-001377 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-07-05 | 2023-07-03 | SNFCA | Sill Garrett S. | CFO | M - OptEx | $8.93 | +8,412 | 48.8K | +21% | +$75.1K |
| DM | 2023-07-05 | 2014-12-05+ | SNFCA | Sill Garrett S. | CFO | A - Grant | $5.18 | +181.1K | 114.6K | New | +$937.8K |
| DM | 2023-07-05 | 2013-12-06+ | SNFCA | Sill Garrett S. | CFO | D - Sale to Iss | $2.88 | -12.4K | 0 | -100% | -$35.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-07-03 | M | A | 8,412 | $8.93 | 48,785 | D | — | — | |
| 2 | Derivative | Employee Stock Option (right to buy) | 2014-12-05 | A | A | 12,115 | $3.26 | 12,115 | D | $3.26 · 2015-03-05 to 2024-12-05 | 12,115 Class A Common Stock | (F3) This option was granted on December 5, 2014 as an option for 8,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022. |
| 3 | Derivative | Employee Stock Option (right to buy) | 2021-12-03 | A | A | 31,500 | $8.19 | 146,071 | D | $8.19 · 2022-03-03 to 2031-12-03 | 31,500 Class C Common Stock | (F9) This option was granted on December 3, 2021 as an option for either 30,000 shares of Class A Common Stock at an exercise price of $8.62 per share or 30,000 shares of Class C Common Stock at an exercise price of $8.62 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 30,000 shares of Class C Common Stock at an exercise price of $8.62 per share, but adjusted pursuant to the anti-dilution rights of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on July 08, 2022. |
| 4 | Derivative | Employee Stock Option (right to buy) | 2013-12-06 | D | D | 6,362 | $2.98 | 0 | D | $2.98 · 2014-03-06 to 2023-12-06 | 6,362 Class A Common Stock | (F1) This option was granted on December 6, 2013 as an option for 4,000 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the Amended and Restated 2013 Stock Option and Other Equity Incentive Awards Plan (the "2013 Stock Option Plan") to reflect a 5% stock dividend paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017,February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022. |
| 5 | Derivative | Employee Stock Option (right to buy) | 2014-07-02 | D | D | 6,059 | $2.78 | 0 | D | $2.78 · 2014-10-02 to 2024-07-02 | 6,059 Class A Common Stock | (F2) This option was granted on July 2, 2014 as an option for 4,000 shares of Class A Common Stock at an exercise price of $4.29 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5%stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2022-12-02 | A | A | 35,000 | $6.48 | 181,071 | D | $6.48 · 2023-03-02 to 2032-12-02 | 35,000 Class C Common Stock | (F8) This option was granted on December 02, 2022 as an option for either 35,000 shares of Class A Common Stock at an exercise price of $6.48 per share or 35,000 shares of Class C Common Stock at an exercise price of $6.48 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 35,000 shares of Class C Common Stock at an exercise price of $6.48 per share. This option reflects the reporting person's election to have an option for 35,000 shares of Class C Common Stock at an exercise price of $6.48 per share. The option vests in four equal quarterly installments of Class C Common Stock, beginning on March 3, 2023, until such shares are fully vested. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2017-12-01 | A | A | 19,623 | $3.81 | 31,738 | D | $3.81 · 2018-03-01 to 2027-12-01 | 19,623 Class C Common Stock | (F4) This option was granted on December 1, 2017 as an option for either 15,000 shares of Class A Common Stock at an exercise price of $5.05 per share or 15,000 shares of Class C Common Stock at an exercise price of $5.05 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 15,000 shares of Class C Common Stock at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilutions provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022. |
| 8 | Derivative | Employee Stock Option (right to buy) | 2018-11-30 | A | A | 24,918 | $4.39 | 56,656 | D | $4.39 · 2019-02-28 to 2028-11-30 | 24,918 Class C Common Stock | (F5) This option was granted on November 30, 2018 as an option for either 20,000 shares of Class A Common Stock at an exercise price of $5.52 per share or 20,000 shares of Class C Common Stock at an exercise price of $5.52 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 20,000 shares of Class C Common Stock at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 1, 2019 and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022. |
| 9 | Derivative | Employee Stock Option (right to buy) | 2019-12-06 | A | A | 29,664 | $4.57 | 86,320 | D | $4.57 · 2020-03-06 to 2029-12-06 | 29,664 Class C Common Stock | (F6) This option was granted on December 6, 2019 as an option for either 25,000 shares of Class A Common Stock at an exercise price of $5.46 per share or 25,000 shares of Class C Common Stock at an exercise priceof $5.46 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 25,000 shares of Class C Common Stock at an exercise price of $5.46 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08,2022. |
| 10 | Derivative | Employee Stock Option (right to buy) | 2020-03-27 | A | A | 28,251 | $3.32 | 114,571 | D | $3.32 · 2020-06-27 to 2030-03-27 | 28,251 Class C Common Stock | (F7) This option was granted on March 27, 2020 as an option for either 25,000 shares of Class A Common Stock at an exercise price of $3.76 per share or 25,000 shares of Class C Common Stock at an exercise price of$3.76 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 25,000 shares of Class C Common Stock at an exercise price of $3.76 per share, but adjusted pursuant to the anti-dilution rights of the 2013 Stock Option Plan to reflect a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16,2021; and a 5% stock dividend paid on July 08, 2022. |