Form 4 for SNFCA SECURITY NATIONAL FINANCIAL CORP
Accepted 2023-07-17 00:00:00 ET · period of report 2023-07-14 · accession 0001096906-23-001422 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-07-17 | 2023-07-14 | SNFCA | Overbaugh Jason G. | VP, Nat Mark Dir of Life Ins, Dir | G - Gift | $8.40 | -4,500 | 76.6K | -6% | -$37.8K |
| DM | 2023-07-17 | 2015-12-04+ | SNFCA | Overbaugh Jason G. | VP, Nat Mark Dir of Life Ins, Dir | A - Grant | $4.82 | +262.1K | 262.1K | New | +$1.26M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-07-14 | G | D | 4,500 | $8.40 | 76,575 | D | — | — | |
| 2 | Derivative | Employee Stock Option (right to buy) | 2021-12-03 | A | A | 33,075 | $7.78 | 225,363 | D | $7.78 · 2022-03-03 to 2031-12-03 | 33,075 Class C Common Stock | (F7) This option was granted on December 3, 2021 as an option to purchase either 30,000 shares of Class A Common Stock at an exercise price of $8.62 per share or 30,000 shares of Class C Common Stock at an exercise price of $8.62 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 30,000 shares of Class C Common Stock at an exercise price of $8.62 per share, but adjusted pursuant to the anti-dilution rights of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on July 08, 2022, and July 14, 2023. |
| 3 | Derivative | Employee Stock Option (right to buy) | 2015-12-04 | A | A | 30,289 | $4.35 | 30,289 | D | $4.35 · 2016-03-04 to 2025-12-04 | 30,289 Class A Common Stock | (F1) This option was granted on December 4, 2015 as an option to purchase 20,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 08, 2022, and July 14, 2023. |
| 4 | Derivative | Employee Stock Option (right to buy) | 2017-12-01 | A | A | 27,473 | $3.62 | 86,609 | D | $3.62 · 2018-03-01 to 2027-12-01 | 27,473 Class C Common Stock | (F3) This option was granted on December 1, 2017 as an option to purchase either 20,000 shares of Class A Common Stock at an exercise price of $5.05 per share or 20,000 shares of Class C Common Stock at an exercise price of $5.05 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 20,000 shares of Class C Common Stock at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 2, 2018, February 1, 2019, and February 7, 2020; a 2.5% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 08, 2022. and July 14, 2023. |
| 5 | Derivative | Employee Stock Option (right to buy) | 2018-11-30 | A | A | 32,705 | $4.17 | 119,314 | D | $4.17 · 2019-02-28 to 2028-11-30 | 32,705 Class C Common Stock | (F4) This option was granted on November 30, 2018 as an option to purchase either 25,000 shares of Class A Common Stock at an exercise price of $5.52 per share or 25,000 shares of Class C Common Stock at an exercise price of $5.52 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 25,000 shares of Class C Common Stock at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution rights of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 1, 2019 and February 7, 2020; a 2.5% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 08, 2022, and July 14, 2023. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2016-12-02 | A | A | 28,847 | $4.79 | 59,136 | D | $4.79 · 2017-03-02 to 2026-12-02 | 28,847 Class A Common Stock | (F2) This option was granted on December 2, 2016 as an option to purchase 20,000 shares of Class A Common Stock at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 08, 2022, and July 14, 2023. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2020-03-27 | A | A | 35,597 | $3.15 | 192,288 | D | $3.15 · 2020-06-27 to 2030-03-27 | 35,597 Class C Common Stock | (F6) This option was granted on March 27, 2020 as an option to purchase either 30,000 shares of Class A Common Stock at an exercise price of $3.76 per share or 30,000 shares of Class C Common Stock at an exercise price of $3.76 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 30,000 shares of Class C Common Stock at an exercise price of $3.76 per share, but adjusted pursuant to the anti-dilution rights of the 2013 Stock Option Plan to reflect a 2.5% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 08, 2022, and July 14, 2023. |
| 8 | Derivative | Employee Stock Option (right to buy) | 2019-12-06 | A | A | 37,377 | $4.34 | 156,691 | D | $4.34 · 2020-03-06 to 2029-12-06 | 37,377 Class C Common Stock | (F5) This option was granted on December 6, 2019 as an option to purchase either 30,000 shares of Class A Common Stock at an exercise price of $5.46 per share or 30,000 shares of Class C Common Stock at an exercise price of $5.46 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 30,000 shares of Class C Common Stock at an exercise price of $5.46 per share, but adjusted pursuant to the anti-dilution rights of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020; a 2.5% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 08, 2022, and July 14, 2023. |
| 9 | Derivative | Employee Stock Option (right to buy) | 2022-12-02 | A | A | 36,750 | $6.16 | 262,113 | D | $6.16 · 2023-03-02 to 2032-12-02 | 36,750 Class C Common Stock | (F8) This option was granted on December 02, 2022 as an option for either 35,000 shares of Class A Common Stock at an exercise price of $6.48 per share or 35,000 shares of Class C Common Stock at an exercise price of $6.48 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 35,000 shares of Class C Common Stock at an exercise price of $6.48 per share. This option reflects the reporting person's election to have an option for 35,000 shares of Class C Common Stock at an exercise price of $6.48 per share, but adjusted pursuant to the anti-dilution rights of the 2022 Equity Incentive Plan to reflect a 5% stock dividend paid on July 14, 2023. The option vests in four equal quarterly installments of Class C Common Stock, beginning on March 3, 2023, until such shares are fully vested. |