Form 4 for SNFCA SECURITY NATIONAL FINANCIAL CORP
Accepted 2023-12-12 00:00:00 ET · period of report 2023-12-12 · accession 0001096906-23-002350 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-12 | 2023-12-12 | SNFCA | FULLER GILBERT A | Dir | S - Sale | $8.72 | -3,000 | 14.1K | -18% | -$26.2K |
| DM | 2023-12-12 | 2016-12-02+ | SNFCA | FULLER GILBERT A | Dir | A - Grant | $5.16 | +39.5K | 8,242 | New | +$203.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-12-12 | S | D | 3,000 | $8.72 | 14,141 | D | — | — | |
| 2 | Derivative | Restricted Stock Unit | 2023-12-01 | A | A | 1,840 | $7.99 | 39,474 | D | $7.99 · 2024-04-01 to 2024-12-31 | 1,840 Class A Common Stock | (F9) These restricted stock units were granted on December 1, 2023 for 1,840 shares of Class A Common Stock under the 2022 Equity Incentive Plan at a price of $7.99. The units granted vest quarterly, and will be fully vested on December 31, 2024. |
| 3 | Derivative | Restricted Stock Unit | 2022-12-02 | A | A | 405 | $6.48 | 37,634 | D | $6.48 · 2023-04-02 to 2023-12-31 | 405 Class A Common Stock | (F8) These restricted stock units were granted on December 2, 2022 for 1,620 shares of Class A Common Stock under the 2022 Equity Incentive Plan at a price of $6.48. The units granted vest quarterly, and will be fully vested on December 31, 2023. |
| 4 | Derivative | Director Stock Option (right to buy) | 2021-12-03 | A | A | 6,300 | $8.19 | 37,229 | D | $8.19 · 2022-03-03 to 2031-12-03 | 6,300 Class A Common Stock | (F7) This option was granted on December 3, 2021 as an option for 6,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $8.62 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on July 08, 2022. |
| 5 | Derivative | Director Stock Option (right to buy) | 2020-03-27 | A | A | 6,781 | $3.32 | 30,929 | D | $3.32 · 2020-06-27 to 2030-03-27 | 6,781 Class A Common Stock | (F6) This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share; a 5% stock dividend paid on February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022. |
| 6 | Derivative | Director Stock Option (right to buy) | 2019-12-06 | A | A | 7,120 | $4.57 | 24,148 | D | $4.57 · 2020-03-06 to 2029-12-06 | 7,120 Class A Common Stock | (F5) This option was granted on December 6, 2019 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020, a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022. |
| 7 | Derivative | Director Stock Option (right to buy) | 2018-11-30 | A | A | 7,478 | $4.39 | 17,028 | D | $4.39 · 2019-02-28 to 2028-01-30 | 7,478 Class A Common Stock | (F4) This option was granted on November 30, 2018 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022. |
| 8 | Derivative | Director Stock Option (right to buy) | 2017-12-01 | A | A | 1,308 | $3.81 | 9,550 | D | $3.81 · 2018-03-01 to 2027-12-01 | 1,308 Class A Common Stock | (F3) This option was granted on December 1, 2017 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022. |
| 9 | Derivative | Director Stock Option (right to buy) | 2016-12-02 | A | A | 6,869 | $5.04 | 6,869 | D | $5.04 · 2017-03-02 to 2026-12-02 | 6,869 Class A Common Stock | (F1) This option was granted on December 2, 2016 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022. |
| 10 | Derivative | Director Stock Option (right to buy) | 2016-12-07 | A | A | 1,373 | $5.27 | 8,242 | D | $5.27 · 2017-03-07 to 2026-12-07 | 1,373 Class A Common Stock | (F2) This option was granted on December 7, 2016 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.36 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022. |