Form 4 for SNFCA SECURITY NATIONAL FINANCIAL CORP
Accepted 2023-12-12 00:00:00 ET · period of report 2023-12-11 · accession 0001096906-23-002352 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-12 | 2023-12-11 | SNFCA | Stephens Jeffrey Russell | Gen. Counsel, Corp. Sec | S - Sale | $8.90 | -15.0K | 25.7K | -37% | -$133.5K |
| DM | 2023-12-12 | 2018-11-30+ | SNFCA | Stephens Jeffrey Russell | Gen. Counsel, Corp. Sec | A - Grant | $5.55 | +37.9K | 27.4K | New | +$210.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-12-11 | S | D | 15,000 | $8.90 | 25,660 | D | — | — | (F1) Does not include 112,707 shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan. |
| 2 | Derivative | Employee Stock Option (right to buy) | 2018-11-30 | A | A | 9,812 | $4.17 | 9,812 | D | $4.17 · 2019-02-28 to 2028-11-30 | 9,812 Class A Common Stock | (F2) This option was granted on November 30, 2018 as an option for 7,500 shares of Class A Common Stock at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilutions provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 08, 2022 and July 14, 2023. |
| 3 | Derivative | Employee Stock Option (right to buy) | 2022-12-02 | A | A | 10,500 | $6.16 | 37,926 | D | $6.16 · 2023-03-02 to 2032-12-02 | 10,500 Class A Common Stock | (F5) This option was granted on December 02, 2022 as an option for 10,000 shares of Class A Common Stock at an exercise price of $6.48 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on July 14, 2023. |
| 4 | Derivative | Employee Stock Option (right to buy) | 2019-12-06 | A | A | 9,345 | $4.34 | 19,157 | D | $4.34 · 2020-03-06 to 2029-12-06 | 9,345 Class A Common Stock | (F3) This option was granted on December 6, 2019 as an option for 7,500 shares of Class A Common Stock at an exercise price of $5.46 per share, but adjusted pursuant to the anti-dilutions provisions of the 2013 Stock Option Plan to reflect a stock dividend paid on February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 08, 2022 and July 14, 2023. |
| 5 | Derivative | Employee Stock Option (right to buy) | 2021-12-03 | A | A | 8,269 | $7.78 | 27,426 | D | $7.78 · 2022-03-03 to 2031-12-03 | 8,269 Class A Common Stock | (F4) This option was granted on December 3, 2021 as an option for 7,500 shares of Class A Common Stock at an exercise price of $8.62 per share, but adjusted pursuant to the anti-dilution rights of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on July 08, 2022 and July 14, 2023. |