Form 4 for SNFCA SECURITY NATIONAL FINANCIAL CORP
Accepted 2023-12-22 00:00:00 ET · period of report 2023-12-01 · accession 0001096906-23-002439 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-22 | 2023-12-04 | SNFCA | Quist S. Andrew | VP, GC, Dir | M - OptEx | $8.05 | +16.7K | 51.6K | +48% | +$134.4K |
| DM | 2023-12-22 | 2014-07-02+ | SNFCA | Quist S. Andrew | VP, GC, Dir | A - Grant | $5.43 | +494.5K | 494.5K | New | +$2.68M |
| D | 2023-12-22 | 2013-12-06 | SNFCA | Quist S. Andrew | VP, GC, Dir | D - Sale to Iss | $2.83 | -16.7K | 0 | -100% | -$47.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-12-04 | M | A | 16,696 | $8.05 | 51,623 | D | — | — | (F2) Shares beneficially owned have been adjusted pursuant to a 5% stock dividend paid on July 14, 2023. (F1) Does not include 92,794 shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan. |
| 2 | Derivative | Employee Stock Option (right to buy) | 2019-12-06 | A | A | 49,836 | $4.34 | 216,854 | D | $4.34 · 2020-03-06 to 2029-12-06 | 49,836 Class C Common Stock | (F10) This option was granted on December 6, 2019 as an option for either 40,000 shares of Class A Common Stock or 40,000 shares of Class C Common Stock at an exercise price of $5.46 per share. This option reflects the reporting person's election to have an option for 40,000 shares of Class C Common Stock, but adjusted pursuant to the anti-dilution rights of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020; a 2.5% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021, July 08, 2022 and July 14, 2023. |
| 3 | Derivative | Employee Stock Option (right to buy) | 2018-11-30 | A | A | 32,705 | $4.17 | 167,018 | D | $4.17 · 2019-02-28 to 2028-11-30 | 32,705 Class C Common Stock | (F9) This option was granted on November 30, 2018 as an option for either 25,000 shares of Class A Common Stock or 25,000 shares of Class C Common Stock at an exercise price of $5.52 per share. This option reflects the reporting person's election to have an option for 25,000 shares of Class C Common Stock, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020; a 2.5% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021, July 08, 2022 and July 14, 2023. |
| 4 | Derivative | Employee Stock Option (right to buy) | 2017-12-01 | A | A | 27,473 | $3.62 | 134,313 | D | $3.62 · 2018-03-01 to 2027-12-01 | 27,473 Class C Common Stock | (F8) This option was granted on December 1, 2017 as an option for either 20,000 shares of Class A Common Stock or 20,000 shares or Class C Common Stock at an exercise price of $5.05 per share. This option reflects the reporting person's election to have an option for 20,000 shares of Class C Common Stock, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018, February 1, 2019, and February 7, 2020; a 2.5% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021, July 08, 2022 and July 14, 2023. |
| 5 | Derivative | Employee Stock Option (right to buy) | 2016-12-02 | A | A | 28,847 | $4.79 | 106,840 | D | $4.79 · 2017-03-02 to 2026-12-02 | 28,847 Class A Common Stock | (F7) This option was granted on December 2, 2016 as an option for 20,000 shares of Class A Common Stock at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2.5% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021, July 08, 2022 and July 14, 2023. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2015-12-04 | A | A | 30,289 | $4.35 | 77,993 | D | $4.35 · 2016-03-04 to 2025-12-04 | 30,289 Class A Common Stock | (F6) This option was granted on December 4, 2015 as an option for 20,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2.5% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021, July 08, 2022 and July 14, 2023. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2014-12-05 | A | A | 31,803 | $3.10 | 47,704 | D | $3.10 · 2015-03-05 to 2024-12-05 | 31,803 Class A Common Stock | (F5) This option was granted on December 5, 2014 as an option for 20,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2.5% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021, July 08, 2022 and July 14, 2023. |
| 8 | Derivative | Employee Stock Option (right to buy) | 2020-03-27 | A | A | 47,463 | $3.15 | 264,317 | D | $3.15 · 2020-06-27 to 2030-03-27 | 47,463 Class C Common Stock | (F11) This option was granted on March 27, 2020 as an option for either 40,000 shares of Class A Common Stock or 40,000 shares of Class C Common Stock at an exercise price of $3.76 per share. This option reflects the reporting person's election to have an option for 40,000 shares of Class C Common Stock, but adjusted pursuant to the anti-dilution rights of the 2013 Stock Option Plan to reflect a 2.5% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021, July 08, 2022 and July 14, 2023. |
| 9 | Derivative | Employee Stock Option (right to buy) | 2021-12-03 | A | A | 66,150 | $7.78 | 330,467 | D | $7.78 · 2022-03-03 to 2031-12-03 | 66,150 Class C Common Stock | (F12) This option was granted on December 3, 2021 as an option for either 60,000 shares of Class A Common Stock or 60,000 shares of Class C Common Stock at an exercise price of $8.62 per share. This option reflects the reporting person's election to have an option for 60,000 shares of Class C Common Stock, but adjusted pursuant to the anti-dilution rights of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on July 08, 2022 and July 14, 2023. |
| 10 | Derivative | Employee Stock Option (right to buy) | 2022-12-02 | A | A | 84,000 | $6.16 | 414,467 | D | $6.16 · 2023-03-02 to 2032-12-02 | 84,000 Class C Common Stock | (F13) This option was granted on December 2, 2022 as an option for either 80,000 shares of Class A Common Stock or 80,000 shares of Class C Common Stock at an exercise price of $6.48 per share. This option reflects the reporting person's election to have an option for 80,000 shares of Class C Common Stock, but adjusted pursuant to the anti-dilution rights of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on July 14, 2023. |
| 11 | Derivative | Employee Stock Option (right to buy) | 2014-07-02 | A | A | 15,901 | $2.64 | 15,901 | D | $2.64 · 2014-10-02 to 2024-07-02 | 15,901 Class A Common Stock | (F4) This option was granted on July 2, 2014 as an option for 10,000 shares of Class A Common Stock at an exercise price of $4.29 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2.5% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021, July 08, 2022 and July 14, 2023. |
| 12 | Derivative | Employee Stock Option (right to buy) | 2013-12-06 | D | D | 16,696 | $2.83 | 0 | D | $2.83 · 2014-03-06 to 2023-12-06 | 16,696 Class A Common Stock | (F3) This option was granted on December 6, 2013 as an option for 10,000 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2.5% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021, July 08, 2022 and July 14, 2023. |
| 13 | Derivative | Employee Stock Option (right to buy) | 2023-12-01 | A | A | 80,000 | $7.99 | 494,467 | D | $7.99 · 2024-03-01 to 2033-12-01 | 80,000 Class C Common Stock | (F14) The option was granted on December 01, 2023 as an option for either 80,000 shares of Class A Common Stock or 80,000 shares of Class C Common Stock at an exercise price of $7.99 per share. This option reflects the reporting person's election to have an option for 80,000 Class C Common Stock. The options vest in four equal quarterly installments, beginning on March 01, 2024. |