Form 4 for BKU BankUnited, Inc.
Accepted 2024-03-15 00:00:00 ET · period of report 2024-03-14 · accession 0001096906-24-000467 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-15 | 2024-03-14 | BKU | Bansal Rishi | Off. of Subsidiary | D - Sale to Iss | $27.22 | -23.1K | 19.3K | -54% | -$628.6K |
| D | 2024-03-15 | 2024-03-14 | BKU | Bansal Rishi | Off. of Subsidiary | M - OptEx | — | +23.1K | 42.4K | +119% | — |
| DM | 2024-03-15 | 2024-03-14 | BKU | Bansal Rishi | Off. of Subsidiary | M - OptEx | $0.00 | -23.1K | 18.7K | -55% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2024-03-14 | D | D | 23,094 | $27.22 | 19,327 | D | — | — | |
| 2 | Common | Common Stock, par value $0.01 per share | 2024-03-14 | M | A | 23,094 | — | 42,421 | D | — | — | (F1) Each restricted stock unit and performance share unit represents the right to receive, at settlement, one share of common stock or cash in an amount equal to the fair market value of one share of common stock. |
| 3 | Derivative | Performance Share Unit | 2024-03-14 | M | D | 9,104 | $0.00 | 0 | D | — · — to — | 9,104 Common Stock, par value $0.01 per share | (F1) Each restricted stock unit and performance share unit represents the right to receive, at settlement, one share of common stock or cash in an amount equal to the fair market value of one share of common stock. (F3) 9,104 performance share units vested on December 31, 2023 and are fully vested. |
| 4 | Derivative | Restricted Stock Unit | 2024-03-14 | M | D | 13,990 | $0.00 | 18,742 | D | — · — to — | 13,990 Common Stock, par value $0.01 per share | (F1) Each restricted stock unit and performance share unit represents the right to receive, at settlement, one share of common stock or cash in an amount equal to the fair market value of one share of common stock. (F2) Issued pursuant to the terms of the BankUnited, Inc. 2014 Omnibus Equity Incentive Plan. 13,990 units vested on December 31, 2023, 10,434 units will vest on December 31, 2024, and 8,308 units will vest on December 31, 2025. |