Form 4 for SNFCA SECURITY NATIONAL FINANCIAL CORP
Accepted 2024-04-19 00:00:00 ET · period of report 2024-04-12 · accession 0001096906-24-000876 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-04-19 | 2024-04-12 | SNFCA | Cook John L | Dir | M - OptEx | $6.96 | +8,702 | 15.1K | +136% | +$60.6K |
| DM | 2024-04-19 | 2014-12-05+ | SNFCA | Cook John L | Dir | D - Sale to Iss | $3.71 | -18.6K | 0 | -100% | -$69.1K |
| DM | 2024-04-19 | 2016-12-02+ | SNFCA | Cook John L | Dir | A - Grant | $5.42 | +54.4K | 46.4K | New | +$295.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-04-12 | M | A | 8,702 | $6.96 | 15,107 | D | — | — | |
| 2 | Derivative | Director Stock Option (right to buy) | 2015-12-04 | D | D | 7,572 | $4.35 | 0 | D | $4.35 · 2016-03-04 to 2025-12-04 | 7,572 Class A Common Stock | (F3) This option was granted on December 4, 2015 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022. |
| 3 | Derivative | Director Stock Option (right to buy) | 2016-12-02 | A | A | 7,212 | $4.79 | 7,212 | D | $4.79 · 2017-03-02 to 2026-12-02 | 7,212 Class A Common Stock | (F5) This option was granted on December 2, 2016 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022. |
| 4 | Derivative | Director Stock Option (right to buy) | 2016-12-07 | A | A | 1,442 | $5.01 | 8,654 | D | $5.01 · 2017-03-07 to 2026-12-07 | 1,442 Class A Common Stock | (F6) This option was granted on December 7, 2016 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.36 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022. |
| 5 | Derivative | Director Stock Option (right to buy) | 2017-12-01 | A | A | 1,373 | $3.62 | 10,027 | D | $3.62 · 2018-03-01 to 2027-12-01 | 1,373 Class A Common Stock | (F7) This option was granted on December 1, 2017 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022. |
| 6 | Derivative | Director Stock Option (right to buy) | 2018-11-30 | A | A | 7,852 | $4.17 | 17,879 | D | $4.17 · 2019-02-28 to 2028-11-30 | 7,852 Class A Common Stock | (F8) This option was granted on November 30, 2018 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022. |
| 7 | Derivative | Director Stock Option (right to buy) | 2019-12-06 | A | A | 7,476 | $4.34 | 25,355 | D | $4.34 · 2020-03-06 to 2030-03-27 | 7,476 Class A Common Stock | (F9) This option was granted on December 6, 2019 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022. |
| 8 | Derivative | Director Stock Option (right to buy) | 2020-03-27 | A | A | 7,120 | $3.15 | 32,475 | D | $3.15 · 2020-06-27 to 2030-03-27 | 7,120 Class A Common Stock | (F10) This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020, a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022. |
| 9 | Derivative | Director Stock Option (right to buy) | 2021-12-03 | A | A | 6,615 | $7.78 | 39,090 | D | $7.78 · 2022-03-03 to 2031-12-03 | 6,615 Class A Common Stock | (F11) This option was granted on December 3, 2021 as an option for 6,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $8.62 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on July 08, 2022 and July 14, 2023. |
| 10 | Derivative | Director Stock Option (right to buy) | 2014-12-07 | D | D | 1,593 | $3.10 | 0 | D | $3.10 · 2015-03-07 to 2024-12-07 | 1,593 Class A Common Stock | (F2) This option was granted on December 7, 2014 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022. |
| 11 | Derivative | Director Stock Option (right to buy) | 2014-12-05 | D | D | 7,952 | $3.10 | 0 | D | $3.10 · 2015-03-05 to 2024-12-05 | 7,952 Class A Common Stock | (F1) This option was granted on December 5, 2014 as an option for 5,000 shares of Class A Common Stock under the Amended and Restated 2014 Director Stock Option Plan (the "2014 Director Stock Option Plan") at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022. |
| 12 | Derivative | Director Stock Option (right to buy) | 2023-12-01 | A | A | 8,000 | $7.99 | 54,440 | D | $7.99 · 2024-03-01 to 2033-12-01 | 8,000 Class A Common Stock | (F13) This option was granted on December 1, 2023 as an option for 8,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.99. The options granted vest quarterly, with 100% vesting on December 1, 2024. |
| 13 | Derivative | Director Stock Option (right to buy) | 2022-12-02 | A | A | 7,350 | $6.16 | 46,440 | D | $6.16 · 2023-03-02 to 2032-12-02 | 7,350 Class A Common Stock | (F12) This option was granted on December 2, 2022 as an option for 7,000 shares of Class A Common Stock under 2014 Director Stock Option Plan at an exercise price of $6.48 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on July 14, 2023. |
| 14 | Derivative | Director Stock Option (right to buy) | 2015-12-07 | D | D | 1,516 | $4.35 | 0 | D | $4.35 · 2016-03-07 to 2025-12-07 | 1,516 Class A Common Stock | (F4) This option was granted on December 7, 2015 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022. |