Form 4 for SNFCA SECURITY NATIONAL FINANCIAL CORP
Accepted 2024-07-03 00:00:00 ET · period of report 2024-07-03 · accession 0001096906-24-001482 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-07-03 | 2024-07-03 | SNFCA | Sill Garrett S. | CFO | M - OptEx | $8.11 | +7,858 | 59.3K | +15% | +$63.7K |
| DM | 2024-07-03 | 2014-12-05+ | SNFCA | Sill Garrett S. | CFO | A - Grant | $5.45 | +204.7K | 107.6K | New | +$1.12M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-07-03 | M | A | 7,858 | $8.11 | 59,282 | D | — | — | (F9) Does not include 34,608 shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan. |
| 2 | Derivative | Employee Stock Option (right to buy) | 2022-12-02 | A | A | 36,750 | $6.16 | 177,404 | D | $6.16 · 2023-03-02 to 2032-12-02 | 36,750 Class C Common Stock | (F6) This option was granted on December 02, 2022 as an option for either 35,000 shares of Class A Common Stock or 35,000 shares of Class C Common Stock at an exercise price of $6.48 per share. This option reflects the reporting person's election to have an option for 35,000 shares of Class C Common Stock, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on July 14, 2023. |
| 3 | Derivative | Employee Stock Option (right to buy) | 2023-12-01 | A | A | 40,000 | $7.99 | 217,404 | D | $7.99 · 2024-03-01 to 2033-12-01 | 40,000 Class C Common Stock | (F8) This option was granted on December 01, 2023 as an option for either 40,000 shares of Class A Common Stock or 40,000 shares of Class C Common Stock at an exercise price of $7.99 per share. This option reflects the reporting person's election to have an option for 40,000 Class C Common Stock. The options vest in four equal quarterly installments, beginning on March 01, 2024. |
| 4 | Derivative | Employee Stock Option (right to buy) | 2021-12-03 | A | A | 33,075 | $7.78 | 140,654 | D | $7.78 · 2022-03-03 to 2031-12-03 | 33,075 Class C Common Stock | (F7) This option was granted on December 3, 2021 as an option for either 30,000 shares of Class A Common Stock or 30,000 shares of Class C Common Stock at an exercise price of $8.62 per share. This option reflects the reporting person's election to have an option for 30,000 shares of Class C Common Stock, but adjusted pursuant to the anti-dilution rights of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on July 08, 2022 and July 14, 2023. |
| 5 | Derivative | Employee Stock Option (right to buy) | 2014-12-05 | A | D | 12,721 | $3.10 | 0 | D | $3.10 · 2015-03-05 to 2024-12-05 | 12,721 Class A Common Stock | (F1) This option was granted on December 5, 2014 as an option for 8,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021, July 08, 2022 and July 14, 2023. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2017-12-01 | A | A | 20,604 | $3.62 | 20,604 | D | $3.62 · 2018-03-01 to 2027-12-01 | 20,604 Class C Common Stock | (F2) This option was granted on December 1, 2017 as an option for either 15,000 shares of Class A Common Stock or 15,000 shares of Class C Common Stock at an exercise price of $5.05 per share. This option reflects the reporting person's election to have an option for 15,000 shares of Class C Common Stock, but adjusted pursuant to the anti-dilutions provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021, July 08, 2022 and July 14, 2023. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2018-11-30 | A | A | 26,164 | $4.17 | 46,768 | D | $4.17 · 2019-02-28 to 2028-11-30 | 26,164 Class C Common Stock | (F3) This option was granted on November 30, 2018 as an option for either 20,000 shares of Class A Common Stock or 20,000 shares of Class C Common Stock at an exercise price of $5.52 per share. This option reflects the reporting person's election to have an option for 20,000 shares of Class C Common Stock, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 1, 2019 and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021, July 08, 2022 and July 14, 2023. |
| 8 | Derivative | Employee Stock Option (right to buy) | 2019-12-06 | A | A | 31,147 | $4.34 | 77,915 | D | $4.34 · 2020-03-06 to 2029-12-06 | 31,147 Class C Common Stock | (F4) This option was granted on December 6, 2019 as an option for either 25,000 shares of Class A Common Stock or 25,000 shares of Class C Common Stock at an exercise price of $5.46 per share. This option reflects the reporting person's election to have an option for 25,000 shares of Class C Common Stock, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021, July 08,2022 and July 14, 2023. |
| 9 | Derivative | Employee Stock Option (right to buy) | 2020-03-27 | A | A | 29,664 | $3.15 | 107,579 | D | $3.15 · 2020-06-27 to 2030-03-27 | 29,664 Class C Common Stock | (F5) This option was granted on March 27, 2020 as an option for either 25,000 shares of Class A Common Stock or 25,000 shares of Class C Common Stock at an exercise price of $3.76 per share. This option reflects the reporting person's election to have an option for 25,000 shares of Class C Common Stock, but adjusted pursuant to the anti-dilution rights of the 2013 Stock Option Plan to reflect a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16,2021, July 08, 2022 and July 14, 2023. |