Form 4 for SNFCA SECURITY NATIONAL FINANCIAL CORP
Accepted 2024-09-18 00:00:00 ET · period of report 2024-09-17 · accession 0001096906-24-001867 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-09-18 | 2024-09-17 | SNFCA | Stephens Jeffrey Russell | Gen. Counsel, Corp. Sec | M - OptEx | $8.59 | +11.2K | 38.2K | +42% | +$96.3K |
| DM | 2024-09-18 | 2018-11-30+ | SNFCA | Stephens Jeffrey Russell | Gen. Counsel, Corp. Sec | A - Grant | $5.81 | +7,385 | 17.5K | +73% | +$42.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-09-17 | M | A | 11,209 | $8.59 | 38,152 | D | — | — | (F1) Does not include 119,555 shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan. |
| 2 | Derivative | Employee Stock Option (right to buy) | 2022-12-02 | A | A | 11,025 | $5.85 | 18,525 | D | $5.85 · 2023-03-02 to 2032-12-02 | 11,025 Class A Common Stock | (F5) This option was granted on December 2, 2022 as an option for 10,000 shares of Class A Common Stock at an exercise price of $6.48 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on July 14, 2023 and July 12, 2024. |
| 3 | Derivative | Employee Stock Option (right to buy) | 2018-11-30 | A | D | 10,303 | $3.96 | 0 | D | $3.96 · 2019-02-28 to 2028-11-30 | 10,303 Class A Common Stock | (F2) This option was granted on November 30, 2018 as an option for 7,500 shares of Class A Common Stock at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilutions provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 8, 2022, July 14, 2023 and July 12, 2023. |
| 4 | Derivative | Employee Stock Option (right to buy) | 2019-12-06 | A | D | 9,812 | $4.12 | 0 | D | $4.12 · 2020-03-06 to 2029-12-06 | 9,812 Class A Common Stock | (F3) This option was granted on December 6, 2019 as an option for 7,500 shares of Class A Common Stock at an exercise price of $5.46 per share, but adjusted pursuant to the anti-dilutions provisions of the 2013 Stock Option Plan to reflect a stock dividend paid on February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 8, 2022, July 14, 2023 and July 12, 2024. |
| 5 | Derivative | Employee Stock Option (right to buy) | 2021-12-03 | A | A | 8,682 | $7.39 | 8,682 | D | $7.39 · 2022-03-03 to 2031-12-03 | 8,682 Class A Common Stock | (F4) This option was granted on December 3, 2021 as an option for 7,500 shares of Class A Common Stock at an exercise price of $8.62 per share, but adjusted pursuant to the anti-dilution provision of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on July 8, 2022, July 14, 2023 and July 12, 2024. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2024-09-17 | A | D | 500 | $7.59 | 27,500 | D | $7.59 · 2024-03-01 to 2033-12-01 | 500 Class A Common Stock | (F6) This option was granted on December 1, 2023 as an option for 10,000 shares of Class A Common Stock at an exercise price of $7.99 per share, but adjusted pursuant to the 2022 Equity Incentive Plan to reflect a 5% stock dividend paid on July 12, 2024. The options vest in four equal quarterly installments, beginning on March 01, 2024. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2023-12-01 | A | A | 10,500 | $7.59 | 28,000 | D | $7.59 · 2024-03-01 to 2033-12-01 | 10,500 Class A Common Stock | (F6) This option was granted on December 1, 2023 as an option for 10,000 shares of Class A Common Stock at an exercise price of $7.99 per share, but adjusted pursuant to the 2022 Equity Incentive Plan to reflect a 5% stock dividend paid on July 12, 2024. The options vest in four equal quarterly installments, beginning on March 01, 2024. |
| 8 | Derivative | Employee Stock Option (right to buy) | 2024-09-17 | A | D | 1,182 | $7.39 | 7,500 | D | $7.39 · 2022-03-03 to 2031-12-03 | 1,182 Class A Common Stock | (F4) This option was granted on December 3, 2021 as an option for 7,500 shares of Class A Common Stock at an exercise price of $8.62 per share, but adjusted pursuant to the anti-dilution provision of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on July 8, 2022, July 14, 2023 and July 12, 2024. |
| 9 | Derivative | Employee Stock Option (right to buy) | 2024-09-17 | A | D | 1,025 | $5.85 | 17,500 | D | $5.85 · 2023-03-02 to 2032-12-02 | 1,025 Class A Common Stock | (F5) This option was granted on December 2, 2022 as an option for 10,000 shares of Class A Common Stock at an exercise price of $6.48 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on July 14, 2023 and July 12, 2024. |