Form 4 for SNFCA SECURITY NATIONAL FINANCIAL CORP
Accepted 2024-10-03 00:00:00 ET · period of report 2024-10-02 · accession 0001096906-24-001956 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-10-03 | 2024-10-02 | SNFCA | FULLER GILBERT A | Dir | M - OptEx | $7.99 | +460 | 15.3K | +3% | +$3,675 |
| D | 2024-10-03 | 2024-10-02 | SNFCA | FULLER GILBERT A | Dir | S - Sale+OE | $9.18 | -460 | 14.8K | -3% | -$4,223 |
| DM | 2024-10-03 | 2016-12-02+ | SNFCA | FULLER GILBERT A | Dir | A - Grant | $4.59 | +42.0K | 26.6K | New | +$192.6K |
| D | 2024-10-03 | 2023-12-01 | SNFCA | FULLER GILBERT A | Dir | D - Sale to Iss | $7.99 | -460 | 41.5K | -1% | -$3,675 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-10-02 | M | A | 460 | $7.99 | 15,308 | D | — | — | |
| 2 | Common | Class A Common Stock | 2024-10-02 | S | D | 460 | $9.18 | 14,848 | D | — | — | |
| 3 | Derivative | Director Stock Option (right to buy) | 2016-12-02 | A | A | 7,573 | $4.55 | 7,573 | D | $4.55 · 2017-03-02 to 2026-12-02 | 7,573 Class A Common Stock | (F1) This option was granted on December 2, 2016 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2.5% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 8, 2022, July 14, 2023 and July 12, 2024. |
| 4 | Derivative | Director Stock Option (right to buy) | 2016-12-07 | A | A | 1,514 | $4.76 | 9,087 | D | $4.76 · 2017-03-07 to 2026-12-07 | 1,514 Class A Common Stock | (F2) This option was granted on December 7, 2016 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.36 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2.5% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 8, 2022, July 14, 2023 and July 12, 2024. |
| 5 | Derivative | Director Stock Option (right to buy) | 2017-12-01 | A | A | 1,442 | $3.44 | 10,529 | D | $3.44 · 2018-03-01 to 2027-12-01 | 1,442 Class A Common Stock | (F3) This option was granted on December 1, 2017 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018, February 1, 2019, and February 7, 2020; a 2.5% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 8, 2022, July 14, 2023 and July 12, 2024. |
| 6 | Derivative | Director Stock Option (right to buy) | 2018-11-30 | A | A | 8,244 | $3.96 | 18,773 | D | $3.96 · 2019-02-28 to 2028-01-30 | 8,244 Class A Common Stock | (F4) This option was granted on November 30, 2018 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020; a 2.5% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 8, 2022, July 14, 2023 and July 12, 2024. |
| 7 | Derivative | Restricted Stock Unit | 2023-12-01 | D | D | 460 | $7.99 | 41,505 | D | $7.99 · 2024-07-02 to 2024-07-02 | 460 Class A Common Stock | (F8) These restricted stock units were granted on December 1, 2023 for 1,840 shares of Class A Common Stock under the 2022 Equity Incentive Plan at a price of $7.99. The units granted vest quarterly, and will be fully vested on December 31, 2024. |
| 8 | Derivative | Director Stock Option (right to buy) | 2020-03-27 | A | A | 7,476 | $2.99 | 34,099 | D | $2.99 · 2020-06-27 to 2030-03-27 | 7,476 Class A Common Stock | (F6) This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020; a 2.5% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 8, 2022, July 14, 2023 and July 12, 2024. |
| 9 | Derivative | Director Stock Option (right to buy) | 2021-12-03 | A | A | 6,946 | $7.39 | 41,045 | D | $7.39 · 2022-03-03 to 2031-12-03 | 6,946 Class A Common Stock | (F7) This option was granted on December 3, 2021 as an option for 6,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $8.62 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on July 08, 2022, July 14, 2023 and July 12, 2024. |
| 10 | Derivative | Restricted Stock Unit | 2023-12-01 | A | A | 920 | $7.99 | 41,965 | D | $7.99 · 2024-04-01 to 2024-12-31 | 920 Class A Common Stock | (F8) These restricted stock units were granted on December 1, 2023 for 1,840 shares of Class A Common Stock under the 2022 Equity Incentive Plan at a price of $7.99. The units granted vest quarterly, and will be fully vested on December 31, 2024. |
| 11 | Derivative | Director Stock Option (right to buy) | 2019-12-06 | A | A | 7,850 | $4.12 | 26,623 | D | $4.12 · 2020-03-06 to 2029-12-06 | 7,850 Class A Common Stock | (F5) This option was granted on December 6, 2019 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020, a 2.5% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 8, 2022, July 14, 2023 and July 12, 2024. |