Form 4 for SNFCA SECURITY NATIONAL FINANCIAL CORP
Accepted 2024-12-26 00:00:00 ET · period of report 2024-11-26 · accession 0001096906-24-002296 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-12-26 | 2024-11-26 | SNFCA | QUIST SCOTT M | COB, Pres, CEO, Dir, 10% | J - Other | $13.06 | -36.6K | 145.2K | -20% | -$478.2K |
| DM | 2024-12-26 | 2024-11-26 | SNFCA | QUIST SCOTT M | COB, Pres, CEO, Dir, 10% | M - OptEx | $3.74 | +127.7K | 116.4K | New | +$478.2K |
| DM | 2024-12-26 | 2021-12-03+ | SNFCA | QUIST SCOTT M | COB, Pres, CEO, Dir, 10% | A - Grant | $7.35 | +197.8K | 197.8K | New | +$1.45M |
| DM | 2024-12-26 | 2019-12-06+ | SNFCA | QUIST SCOTT M | COB, Pres, CEO, Dir, 10% | D - Sale to Iss | $3.74 | -127.7K | 0 | -100% | -$478.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class C Common Stock | 2024-11-26 | J | D | 36,614 | $13.06 | 145,173 | D | — | — | (F3) Includes 54,082 shares of Class A Common Stock and 91,091 shares of Class C Common Stock. (F2) Does not include 343,791 shares of Class A Common Stock and 93,432 shares of Class C Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan. |
| 2 | Common | Class C Common Stock | 2024-11-26 | M | A | 65,410 | $4.32 | 181,787 | D | — | — | |
| 3 | Common | Class C Common Stock | 2024-11-26 | M | A | 62,295 | $3.14 | 116,377 | D | — | — | |
| 4 | Derivative | Employee Stock Option (right to buy) | 2022-12-02 | A | A | 71,663 | $6.14 | 129,544 | D | $6.14 · 2023-03-02 to 2028-12-02 | 71,663 Class C Common Stock | (F7) This option was granted on December 2, 2022 as an option for either 65,000 shares of Class A Common Stock or 65,000 shares of Class C Common Stock at an exercise price of $6.80 per share. This option reflects the reporting person's election to have an option for 65,000 shares of Class C Common Stock, but adjusted pursuant to the anti-dilution rights of the 2022 Equity Incentive Plan to reflect a 5% stock dividend paid on July 14, 2023 and July 12, 2024. |
| 5 | Derivative | Employee Stock Option (right to buy) | 2020-03-27 | D | D | 62,295 | $3.14 | 0 | D | $3.14 · 2020-06-27 to 2025-03-27 | 62,295 Class C Common Stock | (F5) This option was granted on March 27, 2020 as an option for either 50,000 shares of Class A Common Stock or 50,000 shares of Class C Common Stock at an exercise price of $4.16 per share. This option reflects the reporting person's election to have an option for 50,000 shares of Class C Common Stock, but adjusted pursuant to the anti-dilution rights of the 2013 Stock Option Plan to reflect a 2.5% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 8, 2022, July 14, 2023 and July 12, 2024. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2021-12-03 | A | A | 57,881 | $8.13 | 57,881 | D | $8.13 · 2022-03-03 to 2026-12-03 | 57,881 Class C Common Stock | (F6) This option was granted on December 3, 2021 as an option for either 50,000 shares of Class A Common Stock or 50,000 shares of Class C Common Stock at an exercise price of $9.48 per share. This option reflects the reporting person's election to have an option for 50,000 shares of Class C Common Stock, but adjusted pursuant to the anti-dilution rights of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on July 8, 2022, July 14, 2023 and July 12, 2024. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2019-12-06 | D | D | 65,410 | $4.32 | 0 | D | $4.32 · 2020-03-06 to 2024-12-06 | 65,410 Class C Common Stock | (F4) This option was granted on December 6, 2019 as an option for either 50,000 shares of Class A Common Stock or 50,000 shares of Class C Common Stock at an exercise price of $6.01 per share. This option reflects the reporting person's election to have an option for 50,000 shares of Class C Common Stock, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2.5% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 8, 2022, July 14, 2023 and July 12, 2024. |
| 8 | Derivative | Employee Stock Option (right to buy) | 2023-12-01 | A | A | 68,250 | $7.97 | 197,794 | D | $7.97 · 2024-03-01 to 2029-12-01 | 68,250 Class C Common Stock | (F8) This option was granted on December 1, 2023 as an option for either 65,000 shares of Class A Common Stock or 65,000 shares of Class C Common Stock at an exercise price of $8.39 per share. This option reflects the reporting person's election to have an option for 65,000 Class C Common Stock, but adjusted pursuant to the anti-dilution rights of the 2022 Equity Incentive Plan to reflect a 5% stock dividend paid on July 12, 2024. The options vest in four equal quarterly installments, beginning on March 1, 2024. |