Form 4 for CENX CENTURY ALUMINUM CO
Accepted 2021-07-01 00:00:00 ET · period of report 2021-06-30 · accession 0001104659-21-088084 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-07-01 | 2021-06-30 | CENX | Glencore plc | 10% | C - Cnv Deriv | — | +17.8K | 11.18M | +0.2% | — |
| D | 2021-07-01 | 2021-06-30 | CENX | Glencore plc | 10% | C - Cnv Deriv | — | -177.68 | 63.3K | -0.3% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-06-30 | C | A | 17,768 | — | 11,178,573 | D | — | — | (F2) Each share of Series A Convertible Preferred Stock is convertible into 100 shares of Common Stock at the times and under the circumstances described in the Certificate of Designation for the Series A Convertible Preferred Stock. The Series A Convertible Preferred Stock has no expiration date. (F1) Represents shares of Common Stock acquired upon conversion of 177.68 shares of Series A Convertible Preferred Stock on June 30, 2021. (F3) The shares of Common Stock reported in Table I and the shares of Series A Convertible Preferred Stock reported in Table II are held directly by Glencore AG, a direct wholly-owned subsidiary of Glencore International AG, and indirectly by Glencore International AG and its parent, Glencore plc. |
| 2 | Derivative | Series A Convertible Preferred Stock | 2021-06-30 | C | D | 177.68 | — | 63,273.74 | D | — · — to — | 17,768 Common Stock | (F2) Each share of Series A Convertible Preferred Stock is convertible into 100 shares of Common Stock at the times and under the circumstances described in the Certificate of Designation for the Series A Convertible Preferred Stock. The Series A Convertible Preferred Stock has no expiration date. (F3) The shares of Common Stock reported in Table I and the shares of Series A Convertible Preferred Stock reported in Table II are held directly by Glencore AG, a direct wholly-owned subsidiary of Glencore International AG, and indirectly by Glencore International AG and its parent, Glencore plc. |