Form 4 for NSLR Neostellar Capital Corp.
Accepted 2021-07-13 00:00:00 ET · period of report 2021-07-09 · accession 0001104659-21-091811 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-07-13 | 2021-07-09 | NSLR | Mazur Marc | Dir | A - Grant | $0.00 | +3,770 | 17.4K | +28% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-09 | A | A | 3,770 | $0.00 | 17,397 | D | — | — | (F1) Relates to restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan, which vest in full on the earlier of the (i) first anniversary of the award date (with such first anniversary being July 9, 2022) and (ii) date of SuRo Capital Corp.'s (the "Company") annual meeting of stockholders that is closest to the first anniversary of the award date. (F2) This total includes (i) 1,040 shares of the Company's common stock and (ii) 1,147 shares of the Company's common stock acquired in connection with a dividend of the Company. |