Form 4 for RPID RAPID MICRO BIOSYSTEMS, INC.
Accepted 2021-07-20 00:00:00 ET · period of report 2021-07-19 · accession 0001104659-21-094109 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-07-20 | 2021-07-19 | RPID | Grewal Gurinder | 10% | C - Cnv Deriv | — | +27.8K | 295.0K | +10% | — |
| D | 2021-07-20 | 2021-07-19 | RPID | Grewal Gurinder | 10% | C - Cnv Deriv | — | -138.9K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-07-19 | C | A | 27,777 | — | 294,990 | D | — | — | (F1) The Series D1 Preferred Stock are convertible at any time, at the holder's election and have no expiration date. Each share of Series D1 Preferred Stock automatically converted into 0.20 shares of the Issuer's Class A Common Stock upon the closing of the Issuer's initial public offering. |
| 2 | Derivative | Series D1 Preferred Stock | 2021-07-19 | C | D | 138,888 | — | 0 | D | — · — to — | 27,777 Class A Common Stock | (F1) The Series D1 Preferred Stock are convertible at any time, at the holder's election and have no expiration date. Each share of Series D1 Preferred Stock automatically converted into 0.20 shares of the Issuer's Class A Common Stock upon the closing of the Issuer's initial public offering. |