Form 4 for SES SES AI Corp

Accepted 2021-07-21 00:00:00 ET · period of report 2021-07-20 · accession 0001104659-21-094153 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2021-07-21	2021-07-20	SES	FRIEDLAND ROBERT M	COB, CEO, Dir	P - Purchase	$9.88	+50.0K	200.0K	+33%	+$494.0K
D	2021-07-21	2021-07-20	SES	FRIEDLAND ROBERT M	COB, CEO, Dir	P - Purchase	$1.90	+79.2K	79.2K	New	+$150.4K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A Ordinary Shares	2021-07-20	P	A	50,000	$9.88	200,000	D	—	—
2	Derivative	Public Warrants	2021-07-20	P	A	79,166	$1.90	79,166	D	$11.50 · — to —	79,166 Class A Ordinary Shares	(F1) Each whole public warrant is exercisable to purchase one Class A Ordinary Share at an exercise price at $11.50 per whole share, subject to adjustment as described under the heading "Description of Securities - Warrants - Public Shareholders' Warrants" in the Issuer's Registration Statement on Form S-1 (File No. 333-251493) (the "Registration Statement"). (F2) The public warrants will become exercisable beginning on the later of January 11, 2022 or 30 days after the completion of the Issuer's initial business combination as described under the heading "Description of Securities - Warrants - Public Shareholders' Warrants" in the Registration Statement. (F3) The public warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation as described under the heading "Description of Securities -Warrants - Public Shareholders' Warrants" in the Registration Statement.