Form 4 for PLUG PLUG POWER INC
Accepted 2021-07-22 00:00:00 ET · period of report 2021-05-09 · accession 0001104659-21-094883 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-07-22 | 2021-05-09 | PLUG | Shrestha Sanjay K | Chief Strategy Off | M - OptEx | — | +50.0K | 275.0K | +22% | — |
| D | 2021-07-22 | 2021-07-15 | PLUG | Shrestha Sanjay K | Chief Strategy Off | F - Tax | $23.05 | -14.2K | 255.1K | -5% | -$326.2K |
| D | 2021-07-22 | 2021-07-13 | PLUG | Shrestha Sanjay K | Chief Strategy Off | S - Sale+OE | $28.43 | -5,700 | 269.3K | -2% | -$162.1K |
| D | 2021-07-22 | 2021-05-09 | PLUG | Shrestha Sanjay K | Chief Strategy Off | M - OptEx | $0.00 | -50.0K | 50.0K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-05-09 | M | A | 50,000 | — | 275,000 | D | — | — | (F1) Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock. |
| 2 | Common | Common Stock | 2021-07-15 | F | D | 14,154 | $23.05 | 255,146 | D | — | — | (F4) Tendered to Issuer to satisfy tax withholding obligations of Reporting Person in connection with the Reporting Person's restricted stock unit award. |
| 3 | Common | Common Stock | 2021-07-13 | S | D | 5,700 | $28.43 | 269,300 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.19 to $28.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. |
| 4 | Derivative | Restricted Stock Unit | 2021-05-09 | M | D | 50,000 | $0.00 | 50,000 | D | — · — to — | 50,000 Common Stock | (F1) Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock. (F5) On May 9, 2019, the Reporting Person was granted 150,000 restricted stock units, vesting in three substantially equal installments beginning on the first anniversary of the grant date. Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock. |