Form 4 for RSVR Reservoir Media, Inc.

Accepted 2021-07-22 00:00:00 ET · period of report 2021-07-22 · accession 0001104659-21-095082 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2021-07-22	2021-07-22	RSVR	Rothstein Adam	Dir	P - Purchase	$9.77	+5,021	118.2K	+4%	+$49.1K
D	2021-07-22	2021-07-22	RSVR	Rothstein Adam	Dir	P - Purchase	$1.48	+23.9K	120.8K	+25%	+$35.4K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-07-22	P	A	5,021	$9.77	118,210	D	—	—	(F1) This transaction was executed in multiple trades at prices ranging from $9.67 to $9.80. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
2	Derivative	Warrants to purchase Common Stock	2021-07-22	P	A	23,910	$1.48	120,849	D	$11.50 · — to —	23,910 Common Stock	(F2) This transaction was executed in multiple trades at prices ranging from $1.47 to $1.50. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F3) The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. (F4) The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.