Form 4 for BWEN BROADWIND, INC.
Accepted 2021-08-02 00:00:00 ET · period of report 2021-07-29 · accession 0001104659-21-099036 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-08-02 | 2021-07-29 | BWEN | Hanna Wayne W. | Pres, Brad Foote Gear Works | F - Tax | $3.92 | -1,111 | 28.6K | -4% | -$4,355 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-29 | F | D | 1,111 | $3.92 | 28,601 | D | — | — | (F1) The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. (F2) Includes (i) 4,083 restricted stock units that vest on 7/29/22; (ii) 9,676 restricted stock units that vest 4,838 shares on each of 4/30/22 and 4/30/23; and (iii) 6,022 restricted stock units that vest 2,007 shares on each of 5/1/22 and 5/1/23 and 2,008 shares on 5/1/24. |