Form 4 for SOFI SoFi Technologies, Inc.
Accepted 2021-08-04 00:00:00 ET · period of report 2021-08-02 · accession 0001104659-21-100314 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-04 | 2021-08-02 | SOFI | Heavener Micah | Head of Ops | M - OptEx | — | +35.5K | 135.5K | +36% | — |
| D | 2021-08-04 | 2021-08-02 | SOFI | Heavener Micah | Head of Ops | F - Tax | $15.47 | -14.1K | 121.4K | -10% | -$218.5K |
| D | 2021-08-04 | 2021-08-02 | SOFI | Heavener Micah | Head of Ops | M - OptEx | $0.00 | -35.5K | 336.2K | -10% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-02 | M | A | 35,543 | — | 135,539 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2021-08-02 | F | D | 14,127 | $15.47 | 121,412 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2021-08-02 | M | D | 35,543 | $0.00 | 336,249 | D | — · — to — | 35,543 Common Stock | (F2) Represents the settlement of a portion of the restricted stock units granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. |